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| Gates Capital Management Inc
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|---|---|
| CRD # | 137842 |
| SEC # | 801-65550 |
| CIK # | 0001312908 |
| AUM | 3,256.6 M (2026-03-12) |
| Employees | 14 (57% Investors, 0% Brokers) |
| Phone | 212-626-1421 |
| Address | 1177 Avenue of The Americas New York, NY 10036 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Atkore International Group Inc | 0.2 | ||
| Darling International Inc | 0.1 | ||
| Acuren Corp | 0.1 | ||
| Carrier Global Corp | 0.1 | ||
| McGraw-Hill Companies Inc | 0.1 | ||
| Rentokil Initial PLC /FI | 0.1 | ||
| Envista Holdings Corp | 0.1 | ||
| Amrize Ltd | 0.1 | ||
| Fortive Corp | 0.1 | ||
| CRH Public Ltd Co | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | ECF Value Fund International Master LP | 2014-03-17 | 663.6 M | |
| HF | ECF Value Fund II LP | 2012-03-02 | 1,797.9 M | |
| HF | ECF Value Fund International Ltd | [2012-03-02] | 1,089.6 M | 303.1 M |
| Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | VECF Value Fund LP | 2012-03-02 | 795.1 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 3.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 3.3 |
| By Discretionary | ||
| Discretionary | 4 | 3.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 3.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.7 | |
| United States Persons | 2.6 | |
| Total | 4 | 3.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jeffrey Gates | Executive Officer | 5 | 2 | |
| Marc Luongo | Executive Officer | 3 | 2 | |
| Gates Capital Management Inc | Executive Officer | 3 | 2 | |
| Marc Blatter | Executive Officer | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001312908] | |
| 3 | [0001312908] | |
| 4 | [0001312908] | |
| SC 13D | [0001312908] | |
| SC 13G | [0001312908] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 254900Y4M9ETSDWLVR32 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Gates Capital Management GP LLC | |
| XBP Global Holdings Inc | |
| Gates Capital Management LP | |
| Gates Jeffrey L | |
| Gates Capital Management Inc | |
| Heckmann Corp | |
| Ion Geophysical Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Heckmann Corp NES
"Common Stock, par value $0.01 per share (""Common Stock"")"
|
2022-02-23 | Other | 6,626,660 | ||
|
Ion Geophysical Corp IO
Common Stock
|
2021-09-23 | Sell | 100,000 | $1.34 | 134,000 |
|
Ion Geophysical Corp IO
Common Stock
|
2021-09-22 | Sell | 135,146 | $1.32 | 178,393 |
|
Ion Geophysical Corp IO
"Common Stock, par value $0.01 per share (""Common Stock"")"
|
2021-09-21 | Sell | 112,107 | $1.23 | 137,892 |
|
Ion Geophysical Corp IO
Common Stock
|
2021-09-20 | Sell | 202,420 | $1.34 | 271,243 |
|
Ion Geophysical Corp IO
Common Stock
|
2021-09-17 | Sell | 241,084 | $1.45 | 349,572 |
|
Ion Geophysical Corp IO
"Common Stock, par value $0.01 per share (""Common Stock"")"
|
2021-09-16 | Sell | 968,747 | $1.63 | 1,579,058 |
|
Heckmann Corp NES
Common Stock
|
2021-02-17 | Sell | 31,375 | $3.21 | 100,714 |
|
Heckmann Corp NES
Common Stock
|
2021-02-16 | Sell | 12,960 | $3.24 | 41,990 |
|
Heckmann Corp NES
Common Stock
|
2021-02-11 | Sell | 50,111 | $3.08 | 154,342 |
|
Heckmann Corp NES
Common Stock
|
2020-12-21 | Sell | 185,811 | $4.03 | 748,818 |
|
Heckmann Corp NES
Common Stock
|
2020-12-21 | Sell | 150,000 | $4.66 | 699,000 |
|
Heckmann Corp NES
Common Stock
|
2019-01-04 | Buy | 9,948 | $9.71 | 96,595 |
|
Heckmann Corp NES
Common Stock
|
2019-01-04 | Buy | 1,599 | $10.00 | 15,990 |
|
Heckmann Corp NES
Common Stock
|
2019-01-02 | Buy | 9,683 | $9.25 | 89,568 |
|
Heckmann Corp NES
Common Stock
|
2018-12-28 | Option exercise | 1,500,396 | $9.61 | 14,418,806 |
|
Heckmann Corp NES
Subscription Rights (right to buy) · derivative
|
2018-12-28 | Option exercise | 1,500,396 | $0.00 | |
|
Heckmann Corp NES
Common Stock
|
2018-12-28 | Buy | 108,013 | $9.61 | 1,038,005 |
|
Heckmann Corp NES
Common Stock
|
2018-11-01 | Buy | 5,951 | $11.28 | 67,127 |
|
Heckmann Corp NES
Common Stock
|
2018-10-31 | Buy | 7,793 | $11.22 | 87,437 |
| showing 20 of 48 most recent transactions | |||||
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|---|---|---|
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MA | 3,392.8 M |
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NY | 3,290.1 M |
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NC | 3,283.7 M |
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Greenvale Capital LLP
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3,280.1 M | |
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Darlington Partners Capital Management LP
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CA | 3,276.0 M |
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Avantyr Capital Partners LP
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|
Solus Alternative Asset Management LP
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|
NJ | 3,186.1 M |
|
Foursixthree Capital LP
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NY | 3,184.3 M |
|
Strategic Income Management LLC
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|
WA | 3,139.3 M |
|
SW Mitchell Capital LLP
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|
3,131.1 M |