GE Vernova Investment Advisers LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
GE Vernova Investment Advisers LLC
CRD #329905
SEC #801-129639
CIK #
AUM 1,238.7 M (2026-03-27)
Employees 21 (43% Investors, 14% Brokers)
Fees
Minimum
Phone203-945-8566
Address400 Atlantic Street
Stamford, CT 06901
Source [IAPD] [Website] [LinkedIn]
Total AUM ($M)
20001600120080040002010201520212027
Fees and Compensation — Form ADV Part 2A (3/27/2026) [Brochure]
Item 5, “Fees and Compensation.”

Except as noted above, no third parties provide benefits to the Adviser for advice rendered to its
Clients. The Adviser’s personnel do not receive a direct share of the revenue generated by the
Adviser or its affiliates. However, the broader employee incentive compensation pool for the
Adviser’s personnel is funded in part by GE Vernova’s revenue or through GE Vernova’s future
stock awards or other equity-aligned compensation, some of which may be indirectly facilitated
by Clients’ investments in opportunities that result in GE Vernova equipment sales or fees or
allocations paid to the Adviser. As such, the Advisor’s personnel may indirectly receive an
economic benefit for providing investment advisory services to Clients.

There is presently no direct or indirect compensation for client referrals to any person who is not
our supervised person. From time to time, the Adviser or its related persons may enter into
placement arrangements pursuant to which it compensates third parties (generally referred to as

“placement agents”) to solicit investors for certain Funds. The Governing Documents will
disclose the potential entry into such arrangements. Placement agents and their representatives
may receive up-front commissions and ongoing fees. Ongoing compensation may differ for
different Clients and different placement agents may receive different amounts of compensation.
In certain circumstances, the fees payable to any such placement agent will be borne by the
Adviser indirectly through an offset against fees otherwise payable to the Adviser, although
related expenses incurred pursuant to the relevant placement agent agreement or similar
agreement, including, but not limited to, placement agent travel, meal and entertainment
expenses, are expected to be borne by the relevant Fund(s).
Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2026) [Brochure]
Item 7. Types of Clients

We will serve Clients through individual advisory arrangements. Currently, our only Client is GE
Aerospace. In addition to GE Aerospace, Clients may include other corporate entities, institutional
investors, institutional family offices or a Fund(s). Clients investing in Tax Equity strategies are
expected to be publicly listed or privately held U.S. tax paying entities that can utilize, on a
reasonably current basis, the PTCs, ITCs, and other tax credits and tax losses generated by the
Fund’s or corporate Client’s investments in an underlying Project Entity (or portfolio of investments
in a collection of Project Entities). Each such Client will need sufficient credit capacity (or provide

capacity support) to meet long-term funding obligations, which may include “PAYGO” funding
obligations for the durations of PTCs.

We do not expect to have retail Clients or to permit retail investors to invest in any Fund. An
investor in a Fund that is being advised by the Adviser will not be a client of the Adviser in
connection with such investor’s participation or investment in such Fund.

Fund interests will be offered and sold under applicable exemptions from registration under the
Securities Act of 1933 and each Fund is expected to be exempt from registration as an
“investment company” pursuant to certain exemptions provided by the Investment Company Act
of 1940. It is expected that each Fund will require investors in such Fund to have the capacity to
meet capital call requirements under the Client’s relevant Governing Documents and qualify as:
(1) “qualified purchasers,” as defined in section 2(a)(51)(A) of the Investment Company Act of
1940, as amended; (2) “accredited investors,” as the term is defined in Regulation D
promulgated under the Securities Act; and/or (3) “qualified institutional buyers,” as such term
is defined in Rule 144A promulgated under the Securities Act. Generally, Fund investors are
expected to invest at least $25 million, which can be reduced or waived on a discretionary basis
in the sole discretion of the Adviser and/or Fund, as applicable.
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 1,238.7
(n) Other 0 0.0
Total 1 1,238.7
By Discretionary
Discretionary 0 0.0
Non-Discretionary 1 1,238.7
Total 1 1,238.7
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,238.7
Total 1 1,238.7
Firm Profile (Form ADV)
Clients1
ServesInstitutional
Comparable Firms State AUM
Silver Point Specialty Credit Fund Management LLC
CT 1,263.0 M
Green Century Capital Management Inc
MA 1,258.2 M
Bank of Hawaii
HI 1,255.0 M
AGL US DL Management LLC
NY 1,236.5 M
Themes Management Company LLC
CT 1,232.9 M
Composition Capital LP
CA 1,226.5 M
PCIM Realty Advisors LLC
TX 1,224.3 M
Sanford C Bernstein & Co LLC
TN 1,218.0 M
iCapital Registered Fund Adviser LLC
NY 1,217.8 M
Palmer Square BDC Advisor LLC
KS 1,217.7 M
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com