Gerber Kawasaki Inc

Item 5 Fees and Compensation
Wealth Management Services
Our fee for wealth management services is based on a percentage of your assets we manage and is set
forth in the following fee schedule evidencing our maximum fees subject to negotiation:

Assets Under Management                         Annual Fee
Under $250,000                                    1.50%
Over $250,000                                     1.00%

Our fee will be payable quarterly in advance. The first payment is due payable upon the execution of the
Portfolio Management Agreement and will be assessed pro-rata in the event the agreement is executed
other than the first day of the new calendar quarter. Subsequent payments are due and will be assessed
on the first day of each calendar quarter based on the value of the portfolio as of the last day of the
previous calendar quarter.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee

based on the available breakpoints in our fee schedule stated above.

We will deduct our fee directly from your account through the qualified custodian holding your funds and
securities. We will deduct our advisory fee only when the following requirements are met:

    • You provide our firm with written authorization permitting the fees to be paid directly from your
      account held by the qualified custodian.
    • The qualified custodian agrees to send you a statement, at least quarterly, indicating all
      amounts dispersed from your account including the amount of the advisory fee paid directly to
      our firm.

Either party may terminate the management agreement within five days of the date of acceptance without
penalty to you. After the five-day period, either party may terminate the management agreement upon
written notice to the other. The management fee will be pro-rated for the quarter in which the cancellation
notice was given, and any unearned fees will be returned to you.

Alternative Investments
Investors who participate in alternative investments available through the PPB platform will pay fees in
accordance with the terms set forth in the Private Placement Memorandum (PPM) of the selected
investment. These fees may include management fees, performance-based fees, or other charges as
specified in the PPM.

Additionally, any assets invested through the PPB platform will be included in the total assets under
management (AUM) for billing purposes, and we will charge our standard advisory fee based on the
client’s total AUM, inclusive of alternative investments accessed through PPB Capital Partners. Clients
should carefully review all fees associated with both Gerber Kawasaki’s advisory services and the
underlying alternative investments.

We do not receive any compensation, referral fees, or revenue-sharing arrangements from PPB Capital
Partners or the issuers of the alternative investments available through the platform. However, because
assets invested through PPB Capital Partners are included in the total AUM managed by Gerber
Kawasaki for billing purposes, we have an indirect financial incentive to include these assets in our AUM
calculation. Clients should consider this potential conflict of interest when evaluating investment
recommendations.

Exchange Traded Fund Sub-Adviser Services
Our fee for providing services to AdvisorShares Gerber Kawasaki ETF ("Funds") is calculated daily at
an annual rate of 0.50% based on the average daily net assets of the Fund and is payable monthly in
arrears. No fee will be accrued with respect to any day that the value of the assets under our
management equals zero. We may, at our discretion and from time to time, waive a portion of our fees.
Complete information regarding the Fund's operating expenses is located in the Prospectus for the
Fund.

Financial Planning Services
We charge a fixed fee based on the estimated time needed to complete your financial plan. At the
beginning of the advisory relationship, we will estimate the hours required for your plan and multiply
that by your advisor’s hourly rate. The hourly rate ranges from $500 to $1,000 per hour depending on
the advisor’s experience. Our fees usually range from $250 to $10,000, but are negotiable based on
the complexity of your situation, your goals, and the scope of the plan we develop together.

Our fixed fee services include, but are not limited to, the following. The time estimates below are
approximate and may vary depending on the scope and complexity of the client’s needs:

    •   Comprehensive Financial Planning (10 hours);
    •   401(k) review (2 hours)
    •   Portfolio Makeover (2 hours)
    •   Education Planning (2 hours)
    •   Insurance Analysis (2 hours)
    •   Small Business Planning (2 hours)
    •   Financial Check-up (2 hours)
    •   Financial Education Seminars and Workshops (1 hour)

We require that you pay 50% of the fee in advance and the remaining portion upon the completion of
the services rendered. In either circumstance, we will not require prepayment of a fee more than six
months in advance and in excess of $1,200.

You may terminate the financial planning agreement by providing written notice to our firm. You will incur
a pro rata charge for services rendered prior to the termination of the agreement. If you have pre-paid
advisory fees that we have not yet earned, you will receive a prorated refund of those fees.

Selection of Other Advisers
We do not charge you a separate fee for the selection of other advisers. We will share in the advisory
fee you pay directly to the MM. The advisory fee you pay to the MM is established and payable in
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Item 7 Types of Clients
We offer investment advisory services to individuals, pension and profit sharing plans, trusts, estates,
charitable organizations, corporations, and other business entities.

In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we have the right to terminate your Account if it falls below a minimum size which, in our sole
opinion, is too small to effectively manage.