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| Financial Advocates Investment Management
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|---|---|
| CRD # | 151298 |
| SEC # | 801-71546 |
| CIK # | 0001719466, 0001730293 |
| AUM | 4,074.5 M (2025-09-09) |
| Employees | 85 (100% Investors, 82% Brokers) |
| Fees | |
| Minimum | |
| Phone | 360-866-2345 |
| Address | 1601 Cooper Point Road NW Olympia, WA 98502 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 18.2 | ||
| SPDR Gold Trust | 7.8 | ||
| iShares Silver Trust | 2.4 | ||
| Microsoft Corp | 2.4 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,738 | 1.3 |
| (b) Individuals (high net worth individuals) | 2,961 | 2.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 97 | 0.1 |
| (h) Charitable organizations | 36 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 87 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 18,288 | 4.1 |
| By Discretionary | ||
| Discretionary | 18,288 | 4.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 18,288 | 4.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.1 | |
| Total | 18,288 | 4.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001719466] | |
| 13F-HR | [0001730293] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Clients | 110 |
| Serves | Institutional, Retail |
| Related Firms | State | AUM |
|---|---|---|
|
Financial Advocates Investment Management
✚
|
WA | 4,074.5 M |
|
Financial Advocates Advisory Services LLC
✚
|
WA | |
|
Financial Advocates Wealth Management LLC
✚
|
WA |
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|
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|
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