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| Glacier Peak Capital LLC
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| CRD # | 164797 |
| SEC # | 801-77004 |
| CIK # | 0001567397 |
| AUM | |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 425-453-5010 |
| Address | 1300 114th Avenue SE Bellevue, WA 98004 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Kayne Anderson Energy Infrastructure Fund Inc | 3.7 | ||
| Amazon Com Inc | 2.8 | ||
| Graftech International Ltd | 2.6 | ||
| Alphabet Inc | 2.4 | ||
| Sony Corp | 2.2 | ||
| Electronic Arts Inc | 2.2 | ||
| Schwab Charles Corp | 2.1 | ||
| Nexstar Broadcasting Group Inc | 2.0 | ||
| CVS Caremark Corp | 2.0 | ||
| Franco Nevada Corp | 1.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Glacier Peak Global Value Fund | [2012-07-31] | 72.6 M | 98.8 M |
| Filed 2012-03-23 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 103.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 12 | 11.5 |
| Total | 36 | 115.4 |
| By Discretionary | ||
| Discretionary | 29 | 106.4 |
| Non-Discretionary | 7 | 9.0 |
| Total | 36 | 115.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 115.4 | |
| Total | 36 | 115.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Martin | Executive Officer | 77 | 5 | |
| Robert Martin | Executive Officer | 40 | 4 | |
| John Rudolf | Executive Officer | 5 | 3 | |
| Matthew Rudolf | Executive Officer | 3 | 3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001567397] | |
| 3 | [0001567397] | |
| 4 | [0001567397] | |
| SC 13D | [0001567397] | |
| SC 13G | [0001567397] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Glacier Peak Capital LLC | |
| Volt Information Sciences Inc | |
| Rudolf John C | |
| Fortis Flagship Fund LP | |
| Bergamo Anthony | |
| Boone James E | |
| Gillman Charles M |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2019-12-23 | Other | 280,517 | ||
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2018-03-06 | Other | 61,000 | ||
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2016-01-22 | Buy | 3,000 | $7.90 | 23,700 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2015-06-30 | Buy | 7,932 | $9.29 | 73,688 |
|
Volt Information Sciences Inc VISI
Stock Option · derivative
|
2015-06-29 | Grant | 36,675 | $0.00 | |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2015-06-29 | Grant | 8,082 | $0.00 | |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2015-03-31 | Buy | 100 | $10.65 | 1,065 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2015-03-31 | Buy | 1,500 | $11.02 | 16,530 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2015-01-14 | Buy | 2,500 | $10.41 | 26,025 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2015-01-14 | Buy | 3,436 | $10.23 | 35,150 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2015-01-05 | Buy | 1,500 | $10.05 | 15,075 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2014-12-23 | Buy | 3,800 | $10.50 | 39,900 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2014-12-22 | Buy | 4,213 | $10.31 | 43,436 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2014-12-03 | Buy | 10,000 | $10.30 | 103,000 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2014-12-03 | Buy | 10,000 | $10.08 | 100,800 |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2014-12-02 | Buy | 5,000 | $9.74 | 48,700 |
|
Volt Information Sciences Inc VISI
Employee Stock Option (Right to Buy) · derivative
|
2014-10-28 | Other | 8,000 | $0.00 | |
|
Volt Information Sciences Inc VISI
Common Stock, $0.10 Par Value
|
2014-10-28 | Other | 2,464,130 | $0.00 |
| Related Firms | State | AUM |
|---|---|---|
|
Fortis Capital Management LLC
✚
|
WA | 1,161.5 M |
|
Glacier Peak Capital LLC
✚
|
WA |