Golden Eagle Capital Advisors Inc

Item 5 – Fees and Compensation
Discretionary Managed Portfolios
The Asset Management Program Fee will vary depending on the Asset Management Program(s)
selected. Golden Eagle Capital Advisors has employed its Investment Management and Research
Team (IM&R) to oversee its Asset Management Programs. The IM team is described in more
detail in the attached team ADV2B Bio brochure. The IM team has final approval on all portfolio
decisions related to Golden Eagle’s Asset Management Programs. Below are the Fee Schedules for
the Asset Management Programs that GECA offers on its five (5) custodial solutions.

Fixed Income: The main goal of this investment objective is to preserve capital. It should be the
              reference point for investors with a low tolerance for risk. This Objective is
              frequently considered for portfolios with short-term investment time frames. The
              portfolio asset allocation mix for a preservation portfolio might be: Cash:10-20%;
              Bonds: 100%; Shares: 0%.
Income-Oriented: The main objective of this portfolio is the desire for a modest level of growth
                 over inflation, while protecting the principal. The asset allocation mix for a
                 conservative growth portfolio might be: Cash: 5-10%; Bonds: 96%; Shares:
                 4%.

ADV Part IIA                                    7 / 30                                Rev. March 2026

Balanced: The asset allocation of this investment objective is often split equally between stocks
          and bond, with the goal to provide a balance between growth and current income.
          Longer investment horizon portfolios (generally longer than five years) consider
          balanced portfolios. The portfolio asset allocation mix for a balanced portfolio might
          be: Cash: 5-10%; Bonds: 80%; Shares: 20%.

Capital-Gains-Oriented:     Here, the desire is for growth but less risk tolerance than for a pure
                            equity portfolio. These portfolios have a higher risk level, so a longer
                            time horizon is required. An investor with this objective must be able
                            to tolerate the equity market’s fluctuations. The portfolio asset
                            allocation mix for a moderate growth portfolio might be: Cash: 5-
                            10%; Bonds: 60%; Shares: 40%.

Equities: This investment objective is considered by investors with a long term investment
          horizon, who are able to tolerate several back-to-back years of negative returns. This is
          the highest risk profile, and therefore may provide the highest return / loss potential.
          Desire for long term growth outweighs the desire for short term capitalpreservation. The
          portfolio asset mix for an aggressive growth portfolio might be: Cash: 0-10%; Bonds:
          20%; Shares: 80%.

Asset Management Program – annual Asset Management fee:

               Portfolio     A.M. Rate       Performance             Benchmark
                                                 Fee

           Fixed Income         1.00%             20%          100% Barclays 1-3Y
         Income Oriented        1.25%             20%          96%    Barclays 1-3Y
                                                               4%     MSCI World

               Balanced         1.50%             20%          80%     Barclays 1-3Y
                                                               20%     MSCI World

           Capital Gains        1.75%             20%          60%     Barclays 1-3Y
             Oriented                                          40%     MSCI World

               Equities         2.00%             20%          20%     Barclays 1-3Y
                                                               80%     MSCI World

ADV Part IIA                                 8 / 30                              Rev. March 2026

Non-Discretionary Managed Portfolios
For an asset-based advisory fee (the Tailor-made Asset Management Fee), GECA provides clients
with one-on-one professional advice by one of our Advisory Representatives:

               Client Account Value               Annual “Tailor-made” Fee

                  First $ 500,000                            1.00%

                  Over $ 500,000                             0.80%

The Adviser charges clients an annual percentage of assets under management, charged quarterly
for Investment Advisory services. Clients are billed on a quarterly basis under flexible billing terms
at the rate of between 0.15% and 2%.

Retirement Plan Consulting Services

Fees for the Retirement Plan Services are negotiable. The Plan Sponsor may be charged a fee based
on a percentage of plan assets, an hourly rate or a flat dollar amount. The Plan Sponsor may decide
whether to pay the fees directly or may authorize the plan’s recordkeeper or custodian to pay
GECA from plan assets. If fees are to be charged on an ongoing basis, they will be billed monthly
or quarterly in arrears. If the fee is not hourly, the initial fee will be prorated based upon the
number of days remaining in the initial quarterly period from the date of execution or effective date
of the Agreement, unless other arrangements are agreed to by the Plan Sponsor. If the fee is based
on a percentage of plan assets, the initial fee will be based upon the market value of the plan assets
at the close of business on the last business day of the initial quarterly period, based on the average
daily balance of plan assets, or as otherwise calculated by the recordkeeper used by the plan.
Thereafter, the quarterly portion of any annual asset-based fees will be based upon the market value
of the plan assets at the close of business on the last business day of the previous calendar month or
quarter (without adjustment for anticipated withdrawals by plan participants or beneficiaries or
...

Item 7 – Types of Clients

The Adviser provides advisory services to:
☑ Individuals
☑ High net worth individuals – An individual who is a “qualified client” under rule 205-3of the
    Advisers Act of 1940 or is a “qualified purchaser”.
☑ Business entities including sole proprietorships, Trusts, Estates and Qualified Plans

Account Minimums               The Adviser has an established household minimum of $75,000 but
                               certain exceptions may be provided by the Investment Advisor
                               Representative.