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| Pricap Advisors LLC
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|---|---|
| CRD # | 159614 |
| SEC # | 801-73218 |
| CIK # | |
| AUM | 41.5 M (2026-03-30) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 212-372-8922 |
| Address | 100 Park Ave New York, NY 10017 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Pricap Credit Opportunity Fund I LP | [2012-02-09] | 3.2 M | |
| Filed 2012-03-19 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4 | 3.5 |
| (b) Individuals (high net worth individuals) | 6 | 24.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 5.7 |
| (g) Pension and profit sharing plans | 2 | 3.0 |
| (h) Charitable organizations | 3 | 3.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 1.3 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 36 | 41.5 |
| By Discretionary | ||
| Discretionary | 36 | 41.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 36 | 41.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 41.5 | |
| Total | 36 | 41.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Thomas Bergen | Executive Officer | 3 | 3 | |
| James Ely | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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