Goldstein Phillip

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Goldstein Phillip
CIK #0001067621
EDGAR Form CIK 2011 - 2026
3 [0001067621]
4 [0001067621]
5 [0001067621]
SC 13D [0001067621]
SC 13G [0001067621]
Form 13D/13G Filer Form 13D/13G Subject Filed
Goldstein Phillip TG Venture Acquisition Corp [2023-09-19]
Goldstein Phillip Highland Income Fund Ma [2021-08-10]
Goldstein Phillip Herzfeld Caribbean Basin Fund Inc [2019-04-30]
Goldstein Phillip Herzfeld Caribbean Basin Fund Inc [2019-03-04]
Form 3/4/5 Subject 2011 - 2026
Goldstein Phillip
Total Return Securities Fund
High Income Securities Fund
Special Opportunities Fund Inc
MFS Investment Grade Municipal Trust
Dakos Andrew
Brooklyn Capital Management LLC
MFS High Yield Municipal Trust
Logan Ridge Finance Corp
BNY Mellon Municipal Income Inc
TG Venture Acquisition Corp
Mexico Equity & Income Fund Inc
New Ireland Fund Inc
Tortoise Energy Independence Fund Inc
MVC Capital Inc
Adams Natural Resources Fund Inc
Herzfeld Caribbean Basin Fund Inc
Western Asset Corporate Loan Fund Inc
Samuels Steven
Alliance California Municipal Income Fund
Brookfield DTLA Fund Office Trust Investor Inc
Abrdn Emerging Markets Equity Income Fund Inc
JPMorgan China Region Fund Inc
Putnam Municipal Opportunities Trust
Pacholder High Yield Fund Inc
Korea Equity Fund Inc
Crossroads Liquidating Trust
Advent/Claymore Enhanced Growth & Income Fund
Bulldog Investors General Partnership
Calapasas West Partners LP
Full Value Special Situations Fund LP
Opportunity Partners LP
Mercury Partners L P
Opportunity Income Plus LP
Full Value Partners LP
Steady Gain Partners LP
Virtus Total Return Fund
MCM Opportunity Partners LP
NXG NextGen Infrastructure Income Fund
Neuberger Real Estate Securities Income Fund Inc
Nuveen Long/Short Commodity Total Return Fund
First Trust Dividend & Income Fund
Nuveen Global Equity Income Fund
Full Value Offshore Fund Ltd
Hill International Inc
LMP Real Estate Income Fund Inc
Emergent Capital Inc
Deutsche Global High Income Fund Inc
MFS Intermarket Income Trust I
Alliance New York Municipal Income Fund
Firsthand Technology Value Fund Inc
ASA Gold & Precious Metals Ltd
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Total Return Securities Fund SWZ
Common Stock
2026-03-18 Buy 10,000 $5.98 59,800
High Income Securities Fund PCF
Common Stock
2026-03-18 Buy 17,905 $5.46 97,761
Total Return Securities Fund SWZ
Common Stock
2026-03-05 Buy 10,000 $5.99 59,900
Special Opportunities Fund Inc SPE
2.75% Convertible Preferred Stock, Series C · derivative
2026-03-05 Buy 3,952 $25.09 99,156
Special Opportunities Fund Inc SPE
2.75% Convertible Preferred Stock, Series C · derivative
2026-03-04 Small acquisition 100 $25.09 2,509
Total Return Securities Fund SWZ
Common Stock
2026-03-03 Buy 5,000 $6.01 30,050
Special Opportunities Fund Inc SPE
2.75% Convertible Preferred Stock, Series C · derivative
2026-03-02 Small acquisition 100 $25.09 2,509
Total Return Securities Fund SWZ
Common Stock
2026-02-27 Small acquisition 68 $6.16 419
Special Opportunities Fund Inc SPE
2.75% Convertible Preferred Stock, Series C · derivative
2026-02-27 Buy 5,821 $25.09 146,049
Special Opportunities Fund Inc SPE
2.75% Convertible Preferred Stock, Series C · derivative
2026-02-26 Buy 27 $25.09 677
Total Return Securities Fund SWZ
Common Stock
2026-02-26 Small acquisition 256 $6.16 1,577
MFS Investment Grade Municipal Trust CXH
Common Stock
2026-02-24 Buy 1,372 $8.12 11,141
Special Opportunities Fund Inc SPE
2.75% Convertible Preferred Stock, Series C · derivative
2026-02-24 Buy 30 $25.09 753
Special Opportunities Fund Inc SPE
2.75% Convertible Preferred Stock, Series C · derivative
2026-02-23 Buy 100 $25.05 2,505
Total Return Securities Fund SWZ
Common Stock
2026-02-23 Buy 5,000 $6.13 30,650
MFS Investment Grade Municipal Trust CXH
Common Stock
2026-02-11 Buy 3,989 $8.10 32,311
Total Return Securities Fund SWZ
Common Stock
2026-02-06 Buy 10,000 $6.07 60,700
High Income Securities Fund PCF
Common Stock
2026-02-03 Buy 10,000 $6.05 60,500
High Income Securities Fund PCF
Common Stock
2026-02-02 Buy 7,514 $6.05 45,460
Total Return Securities Fund SWZ
Common Stock
2026-01-30 Buy 10,000 $5.92 59,200
showing 20 of 200 most recent transactions
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