Bulldog Investors LLP

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Assets, Funds, Holdings

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Bulldog Investors LLP
CRD #151585
SEC #801-70596
CIK #0001504304, 0001462180
AUM $456.0 M (2025-03-28)
Employees 6 (50% Investors, 0% Brokers)
Phone201-556-0092
Address250 Pehle Ave, Suite 708
Saddle Brook, NJ 07663
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
70056042028014002007201320192026
Sector Form 13F Holdings Value ($M)
SRH Total Return Fund Inc 19.8
General American Investors Co Inc 19.2
CION Investment Corp 14.7
Tejon Ranch Co 13.4
Cannae Holdings Inc 11.3
Runway Growth Finance Corp 11.2
Texas Pacific Land Corp 9.4
Gabelli Dividend & Income Trust 7.8
Roman DBDR Acquisition Corp II 7.1
Ares Acquisition Corp II 5.4
View All
Holdings by Sector ($M)
70056042028014002009201420202026
Type Form D Funds Date Sold ($M) AUM ($M)
HF Full Value Offshore Partners LP [2013-03-28] 21.3 10.2
HF NAME Withheld [2013-03-28] 20.0 20.7
HF Full Value Offshore Fund Ltd 2012-03-30 7.2
HF Full Value Special Situations Fund LP [2012-03-30] 30.0 0.1
HF MCM Opportunity Partners LP [2012-03-30] 13.5 0.1
HF NAME Withheld 2012-03-30 0.2
HF Opportunity Partners LP [2012-03-30] 164.3 1.3
HF Calapasas West Partners LP [2012-01-18] 38.1 0.2
HF Full Value Partners LP [2012-01-18] 238.1 0.3
HF Opportunity Income Plus LP [2012-01-18] 36.4 16.6
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 166 45.2
(b) Individuals (high net worth individuals) 22 28.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 2 367.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 6 2.1
(g) Pension and profit sharing plans 2 0.8
(h) Charitable organizations 2 2.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 3 3.8
(n) Other 4 6.7
Total 227 456.0
By Discretionary
Discretionary 227 456.0
Non-Discretionary 0 0.0
Total 227 456.0
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 455.9
Total 227 456.0
Form D Directors # Filings # Firms 2011 - 2025
Stephen Bondi 19
van Biema Value Partners LLC 22
van Biema & Company LLC 20
Michael van Biema 19
Samuel Klier 18
Andrew Dakos 12
Phillip Goldstein 10
Steven Samuels 9
EDGAR Form CIK 2011 - 2025
SC 13D [0001462180]
SC 13G [0001462180]
13F-HR [0001504304]
3 [0001504304]
4 [0001504304]
5 [0001504304]
SC 13D [0001504304]
SC 13G [0001504304]
Form 13D/13G Filer Form 13D/13G Subject Filed
Bulldog Investors LLP BNY Mellon Strategic Municipal Bond Fund Inc [2025-04-24]
Bulldog Investors LLP Herzfeld Caribbean Basin Fund Inc [2025-02-07]
Bulldog Investors LLP DWS Municipal Income Trust [2024-03-19]
Bulldog Investors LLP BNY Mellon Municipal Income Inc [2024-03-05]
Bulldog Investors LLP 99 Acquisition Group Inc [2024-02-01]
Bulldog Investors LLP Invesco High Income 2024 Target Term Fund [2024-02-01]
Bulldog Investors LLP Bowen Acquisition Corp [2024-02-01]
Bulldog Investors LLP DWS Strategic Municipal Income Trust [2024-01-31]
Bulldog Investors LLP DWS Municipal Income Trust [2024-01-31]
Bulldog Investors LLP MFS Investment Grade Municipal Trust [2024-01-30]
View All
Form 3/4/5 Subject 2011 - 2025
Bulldog Investors, LLP
MFS Investment Grade Municipal Trust
High Income Securities Fund
Total Return Securities Fund
MFS High Yield Municipal Trust
Dakos Andrew
Goldstein Phillip
TG Venture Acquisition Corp.
Tortoise Energy Independence Fund Inc
New Ireland Fund Inc
View All
Comparable Firms State AUM ($B)
OWLS Nest Partners IA LLC
PA 0.5
Empirical Asset Management LLC
MA 0.5
Trinity Legacy Partners LLC
TX 0.5
Capco Asset Management LLC
FL 0.5
Pinnacle Holdings LLC
OK 0.5
Synergy Fund Management Group Limited
0.5
United American Securities Inc
NY 0.4
One Oak Capital Management LLC
NY 0.4
LDR Capital Management LLC
NY 0.4
Defender Capital LLC
NC 0.4
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