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| Bulldog Investors LLP
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|---|---|
| CRD # | 151585 |
| SEC # | 801-70596 |
| CIK # | 0001462180, 0001504304 |
| AUM | $334.8 MM (2024-03-25) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 201-556-0092 |
| Address | 250 Pehle Ave, Suite 708 Saddle Brook, NJ 07663 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| STEW | 1,167.0 | 17.8 | |
| GAM | 865.9 | 16.1 | |
| CION | 499.0 | 12.4 | |
| EVE | 342.0 | 7.2 | |
| KTF | 363.8 | 6.0 | |
| IPXX | 5.6 | ||
| HYAC | 4.9 | ||
| KSM | 100.9 | 4.5 | |
| GLAC | 4.5 | ||
| TPZ | 82.7 | 4.4 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Full Value Offshore Partners LP | [2013-03-28] | 21.3 | 10.2 |
| HF | NAME Withheld | [2013-03-28] | 20.0 | 20.7 |
| HF | Full Value Offshore Fund Ltd | 2012-03-30 | 7.2 | |
| HF | Full Value Special Situations Fund LP | [2012-03-30] | 30.0 | 0.1 |
| HF | MCM Opportunity Partners LP | [2012-03-30] | 13.5 | 0.1 |
| HF | NAME Withheld | 2012-03-30 | 0.9 | |
| HF | Opportunity Partners LP | [2012-03-30] | 164.3 | 1.6 |
| HF | Calapasas West Partners LP | [2012-01-18] | 38.1 | 0.3 |
| HF | Full Value Partners LP | [2012-01-18] | 238.1 | 0.6 |
| HF | Opportunity Income Plus LP | [2012-01-18] | 36.4 | 16.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 268 | 60.3 |
| (b) Individuals (high net worth individuals) | 31 | 42.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 215.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 3.5 |
| (g) Pension and profit sharing plans | 3 | 0.8 |
| (h) Charitable organizations | 3 | 2.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 2.2 |
| (n) Other | 5 | 6.8 |
| Total | 349 | 334.8 |
| By Discretionary | ||
| Discretionary | 349 | 334.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 349 | 334.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 334.2 | |
| Total | 349 | 334.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Stephen Bondi | 19 | ||
| van Biema Value Partners LLC | 22 | ||
| van Biema & Company LLC | 20 | ||
| Michael van Biema | 19 | ||
| Samuel Klier | 18 | ||
| Andrew Dakos | 12 | ||
| Phillip Goldstein | 10 | ||
| Steven Samuels | 9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| SC 13D | [0001462180] | |
| SC 13G | [0001462180] | |
| 13F-HR | [0001504304] | |
| 3 | [0001504304] | |
| 4 | [0001504304] | |
| 5 | [0001504304] | |
| SC 13D | [0001504304] | |
| SC 13G | [0001504304] |
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|---|---|---|
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NY | 0.3 |
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TX | 0.3 |
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IL | 0.3 |
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Goodhaven Capital Management LLC
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NJ | 0.3 |
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Goldstein Capital Corp
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NY | 0.3 |
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Noctua International WMG LLC
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FL | 0.3 |
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Goldberg Advisers LLC
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CA | 0.3 |
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Hillman Capital Management Inc
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|
MD | 0.3 |
|
First Wilshire Securities Management Inc
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CA | 0.3 |
|
Empirical Asset Management LLC
✚
|
MA | 0.3 |