|
⚲
|
| Great Elm Capital Management Inc
✚
| |
|---|---|
| CRD # | 284304 |
| SEC # | 801-108228 |
| CIK # | 0001082506, 0001675033 |
| AUM | $288.4 MM (2024-08-09) |
| Employees | 17 (47% Investors, 0% Brokers) |
| Phone | 561-214-7901 |
| Address | 3801 PGA Boulevard Palm Beach Gardens, FL 33410 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Great Elm Credit Income Fund LLC | [2024-03-22] | 13.9 | 14.7 |
| HF | Great Elm Opportunities Fund I LP - Series D | [2023-03-30] | 7.0 | 7.1 |
| HF | Great Elm SPAC Opportunity Fund LLC | [2021-03-31] | 14.1 | 26.4 |
| HF | Great Elm Opportunities Fund I LP - Series B | [2020-03-30] | 3.5 | 0.8 |
| HF | Great Elm Opportunities Fund I LP - Series A | [2019-03-29] | 1.0 | 0.2 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 266.4 |
| (f) Pooled investment vehicles | 3 | 22.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 288.4 |
| By Discretionary | ||
| Discretionary | 4 | 288.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 288.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 288.4 | |
| Total | 4 | 288.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Great Elm Capital Management Inc | 7 | ||
| Great Elm Opportunities GP Inc | 5 | ||
| Great Elm Opportunities Fund I LP | 3 | ||
| Great Elm Opportunities Great Elm Opportunities Fund I LP | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 10-K | [0001082506] | |
| 10-Q | [0001082506] | |
| 3 | [0001082506] | |
| 4 | [0001082506] | |
| 5 | [0001082506] | |
| 8-K | [0001082506] | |
| D | [0001082506] | |
| SC 13D | [0001082506] | |
| SC 13G | [0001082506] | |
| 10-K | [0001675033] | |
| 10-Q | [0001675033] | |
| 3 | [0001675033] | |
| 4 | [0001675033] | |
| 8-K | [0001675033] | |
| D | [0001675033] | |
| SC 13D | [0001675033] | |
| SC 13G | [0001675033] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Ayrton Capital LLC
✚
|
CT | 0.3 |
|
Whetstone Capital Advisors LLC
✚
|
KS | 0.3 |
|
Zenyatta Capital Management LP
✚
|
CT | 0.3 |
|
Greenhaven Road Investment Management LP
✚
|
CT | 0.3 |
|
Arkhouse Management Co LP
✚
|
NY | 0.3 |
|
L1 Capital Global Inc
✚
|
FL | 0.3 |
|
Decagon Asset Management LLP
✚
|
0.3 | |
|
AC Investment Management LLC
✚
|
NY | 0.3 |
|
Episteme Capital Partners UK LLP
✚
|
0.3 | |
|
MIRI Capital Management LLC
✚
|
MA | 0.3 |