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| Imperial Capital Asset Management LLC
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|---|---|
| CRD # | 108258 |
| SEC # | 801-67961 |
| CIK # | 0001805378 |
| AUM | $393.7 MM (2023-03-31) |
| Employees | 13 (46% Investors, 62% Brokers) |
| Phone | 310-246-3793 |
| Address | 3801 PGA Boulevard, Suite 603 Palm Beach Gardens, FL 33410 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | IC Leverage Income Fund LLC | 2020-03-31 | 39.8 | |
| HF | IC Volatility Fund | 2014-03-31 | 3.5 | |
| HF | Long Ball Partners LLC | 2012-03-29 | 108.3 | |
| PE | HCEP Parallel LP | [2012-02-14] | 0.6 | |
| PE | Hudson Clean Energy Partner AIV LP | 2012-02-14 | 19.0 | |
| PE | Hudson Clean Energy Partners Co-Invest LP | [2012-02-14] | 2.9 | |
| PE | Hudson Clean Energy Partners LP | [2012-02-14] | 5.5 | |
| PE | Hudson Clean Energy Partners Master AIV LP | 2012-02-14 | 7.6 | |
| PE | Hudson Clean Energy Partners Master LP | [2012-02-14] | 0.3 | |
| PE | Hudson Clean Energy Partners Master T-E LP | [2012-02-14] | 0.4 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 108.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 49 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 2 | 285.4 |
| Total | 3 | 393.7 |
| By Discretionary | ||
| Discretionary | 1 | 108.3 |
| Non-Discretionary | 2 | 285.4 |
| Total | 3 | 393.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 393.7 | |
| Total | 3 | 393.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0001805378] | |
| 4 | [0001805378] | |
| SC 13G | [0001805378] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Imperial Capital Asset Management LLC | Great Elm Capital Corp | [2020-10-13] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Imperial Capital Asset Management, LLC | |
| Long Ball Partners LLC | |
| Reese Jason W. | |
| Imperial Capital Group Holdings II, LLC | |
| Great Elm Group, Inc. | |
| Forest Investments, Inc. |
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