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| Keyboard |
| Great Elm LLC
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|---|---|
| CRD # | 333969 |
| SEC # | 802-131635 |
| CIK # | 0001831096 |
| AUM | |
| Employees | |
| Phone | 978-500-3825 |
| Address | |
| Source | [IAPD] [EDGAR] |
| Total AUM ($) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Arbour Way Investors HoldCo LLC | [2024-11-15] | 16.6 M | 42.9 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | AWI HoldCo 1 LLC | 2024-11-15 | 3.6 M | |
| PE | AWI Parallel LLC | 2024-11-15 | 7.0 M | |
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Nicholas Moseley | Executive Officer | 1 | 1 | |
| Great Elm LLC | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001831096] | |
| 10-Q | [0001831096] | |
| 3 | [0001831096] | |
| 4 | [0001831096] | |
| 8-K | [0001831096] | |
| D | [0001831096] |
| Firm Profile (Form ADV) | |
|---|---|
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Great Elm Group Inc GEG
Common Stock
|
2026-03-03 | Grant | 27,022 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 61,224 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 26,531 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 30,612 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 48,980 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 26,531 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 30,612 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 26,531 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 26,531 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 26,531 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 26,531 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 26,531 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 30,612 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 26,531 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2026-01-08 | Grant | 32,877 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2025-11-11 | Gift | 100,000 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2025-08-08 | Grant | 12,597 | $0.00 | |
|
Great Elm Group Inc GEG
Common Stock
|
2025-07-14 | Other | 207,570 | $2.07 | 429,670 |
|
Great Elm Group Inc GEG
5.0% Convertible Senior PIK Note due 2030 · derivative
|
2025-07-14 | Other | $100.00 | ||
|
Great Elm Group Inc GEG
5.0% Convertible Senior PIK Note due 2030 · derivative
|
2025-07-14 | Other | $100.00 | ||
| showing 20 of 200 most recent transactions | |||||