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| Gries Financial LLC
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| CRD # | 110031 |
| SEC # | 801-56552 |
| CIK # | 0001049662 |
| AUM | 1,347.9 M (2025-08-14) |
| Employees | 30 (60% Investors, 0% Brokers) |
| Phone | 833-309-9900 |
| Address | 1300 East Ninth Street Cleveland, OH 44114 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 11.9 | ||
| Apple Inc | 8.1 | ||
| Nvidia Corp | 7.7 | ||
| Amazon Com Inc | 5.5 | ||
| iShares Bitcoin Trust | 4.2 | ||
| AbbVie Inc | 4.0 | ||
| Procter & Gamble Co | 4.0 | ||
| Eaton Corp Ltd | 3.9 | ||
| CSX Corp | 3.7 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Altalpha Vintage LP | [2024-06-27] | 11.6 M | 12.3 M |
| Filed 2024-04-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Fieldstone Citymark | 2019-10-11 | ||
| RE | Fieldstone Gem Investors IV | 2019-10-11 | 0.0 M | |
| RE | Fieldstone Gem VI Investors | 2019-10-11 | 1.2 M | |
| RE | Fieldstone Gem V Investors | 2019-10-11 | 1.0 M | |
| RE | Fieldstone Phoenix '07 Fund | 2019-10-11 | 0.5 M | |
| RE | Fieldstone Phoenix 2010 Fund | 2019-10-11 | 0.1 M | |
| RE | Fieldstone Phoenix 2011 Fund | 2019-10-11 | 0.0 M | |
| RE | Fieldstone Phoenix 2012 Fund | 2019-10-11 | 0.0 M | |
| RE | Fieldstone - Sage Mill | 2019-10-11 | 2.0 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 429 | 103.5 |
| (b) Individuals (high net worth individuals) | 264 | 1,115.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 47.4 |
| (h) Charitable organizations | 10 | 55.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 21 | 26.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,658 | 1,347.9 |
| By Discretionary | ||
| Discretionary | 1,658 | 1,347.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,658 | 1,347.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,347.9 | |
| Total | 1,658 | 1,347.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Matthew Brown | Executive Officer | 194 | 13 | |
| Capital Integration Systems LLC | Promoter | 142 | 10 | |
| Cais Altalpha Vintage GP LLC | Promoter | 1 | 1 | |
| Gries Financial LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001049662] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional, Retail |
| Fund Types | Private Equity, Real Estate |
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