|
⚲
|
| Keyboard |
| Canton Hathaway LLC
✚
|
|
|---|---|
| CRD # | 297527 |
| SEC # | 801-113544 |
| CIK # | 0001755785 |
| AUM | 866.1 M (2026-03-30) |
| Employees | 5 (100% Investors, 20% Brokers) |
| Fees | |
| Minimum | |
| Phone | 401-433-7800 |
| Address | One West Exchange Street Providence, RI 02903 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| SPDR Gold Trust | 13.5 | ||
| Alphabet Inc | 10.6 | ||
| Bloom Energy Corp | 9.6 | ||
| Microsoft Corp | 8.8 | ||
| iShares Silver Trust | 8.0 | ||
| Silversun Technologies Inc | 7.6 | ||
| Amazon Com Inc | 6.9 | ||
| Nvidia Corp | 6.5 | ||
| Apple Inc | 6.2 | ||
| J P Morgan Chase & Co | 5.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | CH Neon INV LLC | 2024-09-27 | 16.3 M | |
| PE | CH PE Investment 1 LLC | 2021-03-09 | 5.0 M | |
| RE | C-H Hotel Investment 2 LLC | 2019-09-09 | ||
| RE | C-H Hotel Investment I LLC | 2019-09-09 | 5.2 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 17 | 10.4 |
| (b) Individuals (high net worth individuals) | 67 | 602.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 26.6 |
| (g) Pension and profit sharing plans | 2 | 155.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 1 | 7.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 64.6 |
| (n) Other | 0 | 0.0 |
| Total | 281 | 866.1 |
| By Discretionary | ||
| Discretionary | 223 | 844.3 |
| Non-Discretionary | 58 | 21.8 |
| Total | 281 | 866.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 866.1 | |
| Total | 281 | 866.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001755785] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Fund Types | Private Equity, Real Estate |
| Comparable Firms | State | AUM |
|---|---|---|
|
Canal Capital Management LLC
✚
|
VA | 1,284.5 M |
|
Vantage Financial Partners LLC
✚
|
WI | 1,023.4 M |
|
Fortitude Family Office LLC
✚
|
AZ | 1,000.1 M |
|
Castellan Group LLC
✚
|
KY | 882.2 M |
|
Bernardo Wealth Planning LLC
✚
|
PA | 866.4 M |
|
Pacifica Capital Investments LLC
✚
|
747.6 M | |
|
Mainsail Asset Management LLC
✚
|
AL | 598.8 M |
|
Las Olas Capital Advisors LLC
✚
|
FL | 551.9 M |
|
Eight 31 Financial LLC
✚
|
TX | 532.4 M |
|
Iron Financial LLC
✚
|
IL | 489.2 M |