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| Guardian Wealth Strategies LLC
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| |
|---|---|
| CRD # | 167485 |
| SEC # | 801-107034 |
| CIK # | |
| AUM | $732.1 MM (2024-01-25) |
| Employees | 11 (45% Investors, 0% Brokers) |
| Phone | 952-746-1746 |
| Address | 6465 Wayzata Blvd Minneapols, MN 55426 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 769 | 279.0 |
| (b) Individuals (high net worth individuals) | 208 | 431.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 28 | 21.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,352 | 732.1 |
| By Discretionary | ||
| Discretionary | 3,344 | 725.5 |
| Non-Discretionary | 8 | 6.5 |
| Total | 3,352 | 732.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 732.1 | |
| Total | 3,352 | 732.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Lafise Securities Corporation
✚
|
FL | 0.7 |
|
Torreyana Capital LLC
✚
|
CA | 0.7 |
|
Smith Thornton Advisors LLC
✚
|
AL | 0.7 |
|
Claremont Capital Management LLC
✚
|
AZ | 0.7 |
|
Slow Capital Inc
✚
|
CA | 0.7 |
|
Dock Street Asset Management Inc
✚
|
FL | 0.7 |
|
LP Investment Management LLC
✚
|
TX | 0.7 |
|
4612 Group LLC
✚
|
GA | 0.7 |
|
Integrity Fixed Income Management LLC
✚
|
FL | 0.7 |
|
Wealthtrust Axiom LLC
✚
|
PA | 0.7 |