Guggenheim Funds Distributors LLC

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Assets, Funds, Holdings

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Guggenheim Funds Distributors LLC
CRD #39805
SEC #801-54810
CIK #0001167303, 0001003991
AUM $6.9 B (2025-05-15)
Employees 250 (3% Investors, 56% Brokers)
Phone800-820-0888
Address227 West Monroe Street
Chicago, IL 60606
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
7.56.04.53.01.50.02000200820172026
Sector Form 13F Holdings Value ($B)
Nvidia Corp 0.6
Microsoft Corp 0.5
Apple Inc 0.4
Broadcom Inc 0.3
Amazon Com Inc 0.3
Facebook Inc 0.3
Alphabet Inc 0.2
Costco Wholesale Corp /NEW 0.1
Netflix Inc 0.1
Cisco Systems Inc 0.1
View All
Holdings by Sector ($B)
504030201002012201620212026
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 6.9
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 279 6.9
By Discretionary
Discretionary 279 6.9
Non-Discretionary 0 0.0
Total 279 6.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 6.9
Total 279 6.9
EDGAR Form CIK 2011 - 2025
13F-NT [0001167303]
SC 13G [0001167303]
Form 13D/13G Filer Form 13D/13G Subject Filed
Windhaven Investment Management Inc Guggenheim Funds Distributors Inc [2012-03-12]
Guggenheim Funds Distributors Inc DWS High Income Trust [2012-02-03]
Guggenheim Funds Distributors Inc John Hancock Income Securities Trust [2012-02-03]
Guggenheim Funds Distributors Inc ING Global Advantage & Premium Opportunity Fund [2012-02-03]
Guggenheim Funds Distributors Inc BlackRock Corporate High Yield Fund V Inc [2012-02-03]
Guggenheim Funds Distributors Inc Claymore Exchange-Traded Fund Trust 2 [2012-02-03]
Guggenheim Funds Distributors Inc Western Asset Global High Income Fund Inc [2012-02-03]
Comparable Firms State AUM ($B)
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NY 7.0
Claros REIT Management LP
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Matthews International Capital Management LLC
CA 6.9
Quinbrook Infrastructure Partners LLC
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Samsung Asset Management New York Inc
NY 6.8
CION Ares Management LLC
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Blue Owl Technology Credit Advisors II LLC
NY 6.8
Novacap Management US Inc
6.8
Focus Point Solutions Inc
OR 6.8
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