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| Guggenheim Funds Distributors LLC
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|---|---|
| CRD # | 39805 |
| SEC # | 801-54810 |
| CIK # | 0001167303, 0001003991 |
| AUM | 7,800.7 M (2026-03-31) |
| Employees | 245 (3% Investors, 56% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-357-1007 |
| Address | 227 West Monroe Street Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.5 | ||
| Apple Inc | 0.4 | ||
| Microsoft Corp | 0.3 | ||
| Broadcom Inc | 0.2 | ||
| Amazon Com Inc | 0.2 | ||
| Alphabet Inc | 0.2 | ||
| Facebook Inc | 0.2 | ||
| Lam Research Corp | 0.2 | ||
| Wal Mart Stores Inc | 0.2 | ||
| Micron Technology Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 7.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 290 | 7.8 |
| By Discretionary | ||
| Discretionary | 290 | 7.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 290 | 7.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.8 | |
| Total | 290 | 7.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001167303] | |
| SC 13G | [0001167303] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $5.5B |
| Serves | Institutional |
| LEI | 549300YLHACOJHH3DN20 |
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