|
⚲
|
| Guggenheim Investments Loan Advisors LLC
✚
|
|
|---|---|
| CRD # | 339528 |
| SEC # | 801-135074 |
| CIK # | |
| AUM | $155.4 M (2026-04-28) |
| Employees | 10 (80% Investors, 10% Brokers) |
| Phone | 203-202-8606 |
| Address | 300 First Stamford Place Stamford, CT 06902 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | GCM CLO 2026-1 Ltd | 2026-04-28 | 132.9 | |
| SA | Tourmalet CLO WH 2026-2 Ltd | 2026-04-28 | 12.3 | |
| SA | Tourmalet CLO WH 2026-3 Ltd | 2026-04-28 | 10.3 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 155.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 155.4 |
| By Discretionary | ||
| Discretionary | 3 | 155.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 155.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 155.4 | |
| United States Persons | 0.0 | |
| Total | 3 | 155.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
HAVE RIA Inc
✚
|
RI | 0.2 |
|
Green Horizon Partners Capital LLC
✚
|
0.2 | |
|
Mission Investment Advisors LLC
✚
|
0.2 | |
|
MORK Capital Management LLC
✚
|
CA | 0.2 |
|
BP Asset Management Inc
✚
|
NC | 0.2 |
|
Long Short Advisors LLC
✚
|
FL | 0.2 |
|
Solpacific LLC
✚
|
MN | 0.2 |
|
Oaklawn Capital Management LLC
✚
|
0.2 | |
|
Stoneridge Investment Partners LLC
✚
|
PA | 0.2 |
|
Lincoln Capital Advisers LLC
✚
|
IL | 0.1 |