|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| HAVE RIA Inc
✚
|
|
|---|---|
| CRD # | 327137 |
| SEC # | 801-128320 |
| CIK # | |
| AUM | $162.4 M (2025-03-06) |
| Employees | 9 (33% Investors, 0% Brokers) |
| Phone | 401-865-6900 |
| Address | 333 Westminster Street Providence, RI 02903 |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 162.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 162.4 |
| By Discretionary | ||
| Discretionary | 1 | 162.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 162.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 162.4 | |
| Total | 1 | 162.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Winthrop Square Capital LP
✚
|
MA | 0.2 |
|
Shima Capital Management LLC
✚
|
CA | 0.2 |
|
Newport Asia LLC
✚
|
CA | 0.2 |
|
Summerhaven Investment Management LLC
✚
|
CT | 0.2 |
|
SQN Venture Partners LLC
✚
|
SC | 0.2 |
|
Tactical Fund Advisors LLC
✚
|
OH | 0.2 |
|
Apollo S3 Ric Management LP
✚
|
NY | 0.2 |
|
Plexo Capital Management LLC
✚
|
CA | 0.2 |
|
DCA Family Office LLC
✚
|
CA | 0.2 |
|
ASCO Financial Group Inc
✚
|
PA | 0.2 |