Guinness Atkinson Asset Management Inc

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Guinness Atkinson Asset Management Inc
CRD #124465
SEC #801-61667
CIK #0001409765
AUM 344.4 M (2026-03-30)
Employees 41 (59% Investors, 0% Brokers)
Fees
Minimum
Phone626-628-2787
Address251 South Lake Ave, Suite 800
Pasadena, CA 91101
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($M)
80064048032016002003201120192027
CIK Period
0001409765
Sector Form 13F Holdings Value ($M)
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Netflix Inc 7.2
Microsoft Corp 6.9
Medtronic Holdings Ltd 6.6
Amphenol Corp /DE/ 6.6
Roper Industries Inc 6.4
Amazon Com Inc 6.3
Nvidia Corp 6.2
Intercontinentalexchange Group Inc 6.2
Mastercard Inc 6.1
KLA Tencor Corp 6.1
Salesforce Com Inc 6.1
Thermo Fisher Scientific Inc 6.1
Applied Materials Inc /DE 6.1
Visa Inc 6.0
Alphabet Inc 5.9
Apple Inc 5.8
Ametek INC/ 5.8
Danaher Corp /DE/ 5.8
Lam Research Corp 5.6
Facebook Inc 5.5
Adobe Systems Inc 4.5
Intuit Inc 4.0
Eaton Corp Ltd 2.4
Neteasecom Inc 2.3
Aflac Inc 2.2
Qualcomm Inc/DE 1.2
Johnson & Johnson 1.2
AbbVie Inc 1.2
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 344.4
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 12 344.4
By Discretionary
Discretionary 12 344.4
Non-Discretionary 0 0.0
Total 12 344.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 344.4
Total 12 344.4
EDGAR Form CIK 2011 - 2026
13F-HR [0001409765]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional
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