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| GW Sherwold Associates Inc
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|
|
|---|---|
| CRD # | 42186 |
| SEC # | 801-118949 |
| CIK # | |
| AUM | $133.0 MM (2023-03-17) |
| Employees | 3 (33% Investors, 100% Brokers) |
| Phone | 949-470-0700 |
| Address | 22994 El Toro Rd Lake Forest, CA 92630 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 333 | 129.7 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 3.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,051 | 133.0 |
| By Discretionary | ||
| Discretionary | 792 | 125.8 |
| Non-Discretionary | 259 | 7.1 |
| Total | 1,051 | 133.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 133.0 | |
| Total | 1,051 | 133.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Capitol Family Office Inc
✚
|
OR | 0.1 |
|
Contego Capital Group Inc
✚
|
MN | 0.1 |
|
Symphonic Financial Advisors LLC
✚
|
NY | 0.1 |
|
Keystone Financial Group Inc
✚
|
GA | 0.1 |
|
MJC Advisors LLC
✚
|
MD | 0.1 |
|
Keystone Financial Services LLC
✚
|
NE | 0.1 |
|
WD Rutherford LLC
✚
|
OR | 0.1 |
|
BRM Investment Management LLC
✚
|
FL | 0.1 |
|
Roserock Wealth Management LLC
✚
|
TX | 0.1 |
|
McIntyre Freedman & Flynn Investment Advisers Inc
✚
|
MA | 0.1 |