Prasad Wealth Partners LLC

Item 5 - Fees and Compensation

Prasad charges fees based on a percentage of assets under management as well as fixed fees, depending on
the particular types of services to be provided. The specific fees charged by Prasad for services provided
will be set forth in each client’s Agreement.

     A. Financial Planning and Investment Management Services

Fees for Financial Planning and Consulting Services
Clients that are receiving financial planning services only are charged a fixed fee ranging from $500 to
$25,000. For clients whose engagement is completed upon Prasad’s delivery of the financial plan, half of
the fee is payable upfront and the remainder of the fee is due upon delivery of the financial plan. For clients
receiving ongoing reviews of their financial plan, fees are charged quarterly in advance. Actual fees charged
are clearly outlined in the financial planning agreement and clients receive invoices reflecting the amount
of the fee due and payable. Please refer to “Additional Information Regarding Fees” below for more detailed
information regarding fees paid by Prasad clients.

Fees for Investment Management Services
Prasad charges an annual advisory fee that is agreed upon with each client and set forth in an agreement
executed by Prasad and the client. If fixed, the advisory fee will be specified on the fee schedule as set
forth in the agreement executed by Prasad and the client. If based on a percentage of the value of assets
under management, the advisory fee for the initial quarter will be paid, on a pro rata basis, in advance, based
on the value of the assets upon the funding of the client’s accounts maintained at the custodian. For
subsequent quarters, the advisory fee will be paid, in advance, based on the asset value of the client’s
accounts as of the last business day of the preceding quarter as provided by third-party sources, such as
pricing services, custodians, fund administrators, and client-provided sources. For retirement plans the
valuation methodology and fee bill frequency may vary due to the requirements of the administrator for the
plan client.

Prasad Wealth Partners                                                                        Disclosure Brochure

 Following is Prasad’s asset based fee schedule for Investment Management Services:

                                                  FEE SCHEDULE
                              Market Value of Assets                        Rate
                       Up to $499,999                                       2.25%
                       $500,000 to $2,499,999                               2.00%
                       $2,500,000 to $4,999,999                             1.50%
                       $5,000,000 and above                                 1.25%
                       The percentage for the highest range of Managed Asset value achieved
                       applies to all Managed Assets, not just Managed Assets within that
                       range.

For purposes of fee calculation, the asset value of client accounts include cash and cash equivalents, as
well as margined securities. Prasad does not reduce management fees for margin borrowing, regardless
of whether the assets are in cash or other securities. Prasad has a financial incentive to recommend that
clients borrow money for the purchase of additional securities for the client’s account managed by Prasad
or otherwise not liquidate some or all the assets Prasad manages. Prasad addresses this conflict of interest
by this disclosure and working to ensure that any recommendation to a client regarding the use of margin
is suitable for the client.

Notwithstanding the foregoing, Prasad and the client may choose to negotiate an annual advisory fee that
varies from the schedule set forth above. Factors upon which a different annual advisory fee may be
based include, but are not limited to, the size and nature of the relationship, the services rendered, the
nature and complexity of the products and investments involved, time commitments, and travel
requirements. The advisory fee charged by the Firm will apply to all of the client’s assets under
management, unless specifically excluded in the client agreement. The advisory fee may include the
financial planning services described above. Although Prasad believes that its fees are competitive,
clients should understand that lower fees for comparable services may be available from other sources
and firms.

The investment advisory agreement between Prasad and the client may be terminated at will by either
Prasad or the client upon written notice. Prasad does not impose termination fees when the client terminates
the investment advisory relationship, except when agreed upon in advance.

     B. Payment of Fees

Prasad generally deducts its advisory fee from a client’s investment account(s) held at his/her custodian.
Upon engaging Prasad to manage such account(s), a client grants Prasad this limited authority through a
written instruction to the custodian of his/her account(s). The client is responsible for verifying the accuracy
of the calculation of the advisory fee; the custodian will not determine whether the fee is accurate or
properly calculated. See Section A herewith for further information on fee billing. A client may utilize the
same procedure for financial planning or consulting fees if the client has investment accounts held at a
custodian.

Prasad Wealth Partners                                                                Disclosure Brochure

Although clients generally are required to have their investment advisory fees deducted from their accounts,
in some cases, Prasad will directly bill a client for investment advisory fees if it determines that such billing
arrangement is appropriate given the circumstances.

The custodian of the client’s accounts provides each client with a statement, at least quarterly, indicating
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Item 7 - Types of Clients

Prasad offers investment advisory services to individuals, including high net worth individuals, families,
family offices, trusts, businesses, charitable foundations, and retirement/profit-sharing plans. Except for
retirement plan clients, Prasad does not impose a minimum portfolio size or a minimum initial investment
to open an account. For retirement plan clients, Prasad may, in its discretion, impose a minimum annual
fee of $1,000. However, Prasad does reserve the right to accept or decline a potential client for any reason
in its sole discretion.