Halo Investment Services LLC

Item 5: Fees and Compensation

A. Methods of Compensation and Fee Schedule

 Third-Party as Sub-Adviser
For the services to be provided by Halo and the sub-adviser pursuant to the Platform agreement,
Halo shall charge the Advisor a maximum advisory fee of 1.5%. The fee is negotiable.
Halo shall pay, or cause the Advisor to pay, the advisory fee quarterly, in arrears, based on the
fair market value of the Account’s assets on the last business day of each calendar or the
average daily balance in the Account for the quarter.
The advisory fee does not include any miscellaneous fees or charges by the custodian for
services not included within the Platform such as, but not limited to, wiring fees, fees for portfolio
transactions (including transaction executed away from the custodian), dealer mark-ups,
electronic fund and wire transfers, spreads paid to market-makers and exchange fees.
Please be advised that Halo negotiates fees with its sub-advisers and pays such sub-advisers
from the fees it collects from the Advisor, and it is expected that over time fees will vary between
sub-advisers. Such fee disparities among sub-advisers will create conflicts of interest in that Halo
will have an economic incentive to select, favor, or highlight certain sub-advisers over others for
or within the Platform based upon the negotiated fee arrangements. In addition, Halo Investment
Services will serve as one of the manager alternatives and therefore has an economic interest in
promoting itself versus other managers on the Platform.

B. Client Payment of Fees
Halo generally requires fees to be paid on a quarterly basis in arrears. Halo charges the Advisor
pursuant to the terms of the written Platform agreement between Halo and the Advisor.

C. Additional Client Fees Charged
In addition to Halo’s fee, clients may incur certain charges imposed by custodians, brokers, and
other third parties such as manager fees, platform fees, wire transfer and electronic fund fees,
IRA and qualified retirement plan fees, and other fees and taxes.

Item 7: Types of Clients
Halo’s clients are third-party investment advisers. Minimum required account size varies
according to the investment strategy utilized, but in no case will be less than $100,000.