|
⚲
|
| Keyboard |
| Firsthand Capital Management Inc
✚
|
|
|---|---|
| CRD # | 150647 |
| SEC # | 801-70365 |
| CIK # | 0001476179 |
| AUM | 58.6 M (2026-03-25) |
| Employees | 5 (40% Investors, 40% Brokers) |
| Phone | 408-886-7096 |
| Address | 150 Almaden Blvd San Jose, CA 95113 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| ROKU Inc | 6.6 | ||
| Bloom Energy Corp | 4.3 | ||
| Vector Acquisition Corp | 3.9 | ||
| Netflix Inc | 3.8 | ||
| II-VI Inc | 2.4 | ||
| Palantir Technologies Inc | 1.9 | ||
| Arista Networks Inc | 1.8 | ||
| Uber Technologies Inc | 1.8 | ||
| Palo Alto Networks Inc | 1.6 | ||
| Toast Inc | 1.6 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | Sivest Venture Partners LP | [2012-01-25] | 0.5 M | 0.1 M |
| Offered $2,000,000 · Filed 2010-01-28 (D) · Exemption 506 · Minimum $250,000 · Remaining $1,500,000 · Duration More than one year · Revenue $1 - $1,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.1 |
| (e) Business development companies | 1 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 0.1 |
| By Discretionary | ||
| Discretionary | 3 | 0.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 0.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.1 | |
| Total | 3 | 0.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kevin Landis | Executive Officer | 18 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001476179] | |
| SC 13G | [0001476179] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Firsthand Capital Management Inc | Mattson Technology Inc | [2015-07-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional |
| Comparable Firms | State | AUM |
|---|---|---|
|
Ogard Capital Markets Research LLC
✚
|
NV | 62.2 M |
|
Capsigma Investment Partners LTDA
✚
|
61.6 M | |
|
Hawks Point Capital Partners LLC
✚
|
NY | 61.4 M |
|
Sbauer Funds LLC
✚
|
IN | 61.3 M |
|
GST Management LLC
✚
|
60.9 M | |
|
Halo Investment Services LLC
✚
|
NY | 60.0 M |
|
Catalyst International Advisors LLC
✚
|
PR | 58.0 M |
|
Amplify Endowment Management LLC
✚
|
57.6 M | |
|
Even Herd LLC
✚
|
OK | 55.9 M |
|
The LT Funds Sa
✚
|
55.4 M |