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| Harborview Advisors LLC
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|---|---|
| CRD # | 173012 |
| SEC # | 801-80307 |
| CIK # | 0001730890, 0001492019 |
| AUM | |
| Employees | 6 (100% Investors, 83% Brokers) |
| Phone | 207-775-4900 |
| Address | One City Center Portland, ME 04101 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| SPDR Gold Trust | 5.8 | ||
| Apple Inc | 2.9 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 274 | 78.0 |
| (b) Individuals (high net worth individuals) | 87 | 145.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.1 |
| (h) Charitable organizations | 0 | 1.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 821 | 225.3 |
| By Discretionary | ||
| Discretionary | 749 | 208.9 |
| Non-Discretionary | 72 | 16.4 |
| Total | 821 | 225.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 225.3 | |
| Total | 821 | 225.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 4 | [0001492019] | |
| 13F-HR | [0001730890] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Harborview Capital Management LLC | |
| Adynxx Inc | |
| Stefansky David | |
| Harborview Advisors LLC | |
| Harborview Value Master Fund LP | |
| Rosenblum Richard | |
| Harborview Master Fund LP |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Adynxx Inc ALQA
Common Stock
|
2013-11-11 | Grant | 8,144,719 | ||
|
Adynxx Inc [ALQA]
Common Stock
|
2013-02-22 | Buy | 617,284 | ||
|
Adynxx Inc [ALQA]
Common Stock Warrants (right to buy) · derivative
|
2013-02-22 | Buy | 617,284 | ||
|
Adynxx Inc [ALQA]
Common Stock Warrants (right to buy) · derivative
|
2013-02-22 | Buy | 617,284 | ||
|
Adynxx Inc [ALQA]
Common Stock
|
2013-02-22 | Buy | 617,284 | ||
|
Adynxx Inc ALQA
Common Stock
|
2012-11-08 | Buy | 2,500,000 | ||
|
Adynxx Inc ALQA
Common Stock Warrants (right to buy) · derivative
|
2012-11-08 | Grant | 1,000,000 | ||
|
Adynxx Inc ALQA
Common Stock Warrants (right to buy) · derivative
|
2012-11-08 | Grant | 2,500,000 | ||
|
Adynxx Inc ALQA
Common Stock
|
2012-11-08 | Buy | 1,000,000 | ||
|
Adynxx Inc ALQA
Common Stock
|
2012-08-14 | Buy | 1,500,000 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-08-14 | Buy | 2,000,000 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-07-17 | Other | 294,961 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-07-17 | Other | 27,981,999 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-07-17 | Other | 283,763 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-07-17 | Other | 294,961 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-07-17 | Other | 294,961 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-07-17 | Other | 3,175,934 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-06-30 | Grant | 1,428,571 | $0.00 | |
|
Adynxx Inc ALQA
Common Stock
|
2012-06-30 | Grant | 1,000,000 | $0.00 | |
|
Adynxx Inc ALQA.OB
Stock Option (right to buy) · derivative
|
2012-05-16 | Grant | 5,000,000 | $0.00 | |
| showing 20 of 30 most recent transactions | |||||