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| Harmony Asset Management LLC
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| CRD # | 116069 |
| SEC # | 801-118731 |
| CIK # | 0002002815 |
| AUM | 462.5 M (2026-03-23) |
| Employees | 10 (90% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 480-314-5967 |
| Address | 16220 N Scottsdale Road Scottsdale, AZ 85254 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/23/2026) [Brochure] |
|---|
Item 5: Fees and Compensation
may elect to provide to the firm, even though such benefits may or may not benefit some or all
of the firm clients.
Part 2A of Form ADV: Harmony Asset Management LLC Brochure |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/23/2026) [Brochure] |
|---|
Item 7: Types of Clients
We manage assets for high-net worth individuals, small corporations, not-for-profits institutions,
associations and trusts.
For portfolio management services, we generally require a minimum account size of $500,000.
For our Harmony NonProfit services, we generally require a minimum asset size is $1 million. We
may waive the required minimums at our discretion.
Part 2A of Form ADV: Harmony Asset Management LLC Brochure |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 21.3 | ||
| Apple Inc | 19.9 | ||
| CBOE Holdings Inc | 18.0 | ||
| Alphabet Inc | 17.6 | ||
| Amazon Com Inc | 13.0 | ||
| Lilly Eli & Co | 11.6 | ||
| Microsoft Corp | 10.3 | ||
| Palo Alto Networks Inc | 7.5 | ||
| Visa Inc | 7.1 | ||
| United Technologies Corp /DE/ | 6.1 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | SPIF LLC | 2022-03-01 | 1.0 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 133 | 53.9 |
| (b) Individuals (high net worth individuals) | 133 | 314.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 77.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 16.2 |
| (n) Other | 0 | 0.0 |
| Total | 602 | 462.5 |
| By Discretionary | ||
| Discretionary | 523 | 416.6 |
| Non-Discretionary | 79 | 45.9 |
| Total | 602 | 462.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.2 | |
| United States Persons | 460.3 | |
| Total | 602 | 462.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002002815] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail, Research |
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