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⚲
|
| Keyboard |
| Harris Ben H
✚
|
|
|---|---|
| CIK # | 0001472352 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001472352] | |
| 4 | [0001472352] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Harris Ben H | |
| Total Return Securities Fund | |
| High Income Securities Fund | |
| Special Opportunities Fund Inc | |
| Crossroads Liquidating Trust |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
High Income Securities Fund PCF
Common Stock
|
2021-11-01 | Option exercise | 3,977 | $8.36 | 33,248 |
|
High Income Securities Fund PCF
Common Stock
|
2021-09-17 | Buy | 1,675 | $10.00 | 16,750 |
|
Special Opportunities Fund Inc SPE
Common Stock
|
2021-05-11 | Option exercise | 771 | ||
|
Special Opportunities Fund Inc SPE
3.50% Convertible Preferred Stock Series B · derivative
|
2021-05-11 | Option exercise | 400 | ||
|
Special Opportunities Fund Inc SPE
Common Stock
|
2021-05-05 | Option exercise | 346 | ||
|
Special Opportunities Fund Inc SPE
3.50% Convertible Preferred Stock Series B · derivative
|
2021-05-05 | Option exercise | 180 | ||
|
Special Opportunities Fund Inc SPE
3.50% Convertible preferred Stock, Series B · derivative
|
2016-09-08 | Option exercise | 180 | $25.00 | 4,500 |
|
Special Opportunities Fund Inc SPE
3.50% Convertible preferred Stock, Series B · derivative
|
2016-09-08 | Option exercise | 400 | $25.00 | 10,000 |
|
Crossroads Liquidating Trust XRDC
Common Stock
|
2016-09-01 | Buy | 5,000 | $1.97 | 9,850 |
|
Special Opportunities Fund Inc SPE
Subscription Rights (right to buy) · derivative
|
2016-08-26 | Option exercise | 400 | $0.00 | |
|
Special Opportunities Fund Inc SPE
Subscription Rights (right to buy) · derivative
|
2016-08-26 | Option exercise | 180 | $0.00 | |
|
Crossroads Liquidating Trust XRDC
Common Stock
|
2016-04-05 | Buy | 7,500 | $2.64 | 19,800 |
|
Crossroads Liquidating Trust XRDC
Common Stock
|
2016-04-01 | Buy | 4,900 | $2.65 | 12,985 |
|
Crossroads Liquidating Trust XRDC
Common Stock
|
2016-04-01 | Buy | 1,800 | $2.64 | 4,752 |
|
Special Opportunities Fund Inc SPE
Common Stock
|
2015-06-08 | Buy | 6,201 | $15.54 | 96,364 |
|
Special Opportunities Fund Inc SPE
Common Stock
|
2015-06-08 | Sell | 6,201 | $15.54 | 96,364 |
|
Special Opportunities Fund Inc SPE
Common Stock
|
2015-06-03 | Buy | 2,200 | $15.54 | 34,188 |
|
Special Opportunities Fund Inc SPE
Common Stock
|
2015-06-02 | Buy | 1,000 | $15.50 | 15,500 |
|
Special Opportunities Fund Inc SPE
Subscription Rights (right to buy) · derivative
|
2012-07-09 | Option exercise | 207 | $0.00 | |
|
Special Opportunities Fund Inc SPE
Subscription Rights (right to buy) · derivative
|
2012-07-09 | Other | 207 | $0.65 | 135 |
| showing 20 of 21 most recent transactions | |||||