Harvest Capital Strategies LLC

Search
⚲

Harvest Capital Strategies LLC ✚
CRD #	130037
SEC #	801-66003
CIK #	0001226355
AUM
Employees	57 (86% Investors, 84% Brokers)
Phone	415-835-3900
Address	101 California Street San Francisco, CA 94111
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($M) Copy

CIK	Period
0001226355	2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

Sector	Form 13F Holdings	Value ($M)
	Tyson Foods Inc	4.9
	Compass Minerals International Inc	4.8
	Zoetis Inc	4.7
	Deere & Co	4.7
	Starbucks Corp	4.6
	General Mills Inc	4.4
	Nutrien Ltd	4.0
	Trimble Navigation Ltd /CA/	3.9
	Tractor Supply Co /DE/	3.8
	Post Holdings Inc	3.7
	Pilgrims Pride Corp	3.7
	Brinker International Inc	3.6
	Bunge Global Sa	3.1
	Dollar Tree Inc	2.9
	Elanco Animal Health Inc	2.8
	Mosaic Co	2.6
	BJS Restaurants Inc	2.2
	Titan Machinery Inc	1.5
	Freshpet Inc	1.1
	Oragenics Inc	0.7











Prev \| Page 1 \| Next

Type	Form D Funds	Date	Sold	AUM
PE	JMP Capital I LLC	[2018-03-28]	31.2 M
	Filed 2017-09-27 (D) · Exemption 506(b), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	HSCP Strategic I LP	[2017-03-31]	66.2 M
	Filed 2016-03-09 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Harvest Intrexon Enterprise Fund I AI LP	[2015-10-16]	245.2 M	4.3 M
	Offered $245,156,250 · Filed 2016-01-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $5,000,000 · Duration One year or less · Revenue Decline to Disclose
HF	Harvest Financial Partners LP	[2015-03-25]	16.0 M
	Filed 2015-08-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Harvest Intrexon Enterprise Fund I LP	[2015-03-25]	245.2 M	70.8 M
	Offered $245,156,250 · Filed 2016-01-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $5,000,000 · Duration One year or less · Revenue Decline to Disclose
HF	Harvest Agriculture Select Master LP	2013-03-25
HF	Harvest Franchise Fund Master LP	[2012-10-10]	83.3 M	81.4 M
	Filed 2014-01-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Harvest Agriculture Select LP	[2012-03-30]	55.5 M
	Filed 2019-10-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Harvest Capital Credit LLC	[2012-03-30]	17.7 M	24.1 M
	Offered $32,423,365 · Filed 2012-10-25 (D/A) · Exemption 506 · Minimum $100,000 · Remaining $14,752,631 · Duration More than one year · Commission $394,920 · Revenue Decline to Disclose
HF	Harvest Diversified Partners LP	[2012-03-30]	34.1 M	23.6 M
	Filed 2013-08-30 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	1	1.1
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	1	1.1
By Discretionary
Discretionary	1	1.1
Non-Discretionary	0	0.0
Total	1	1.1
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1.1
Total	1	1.1

Form D Directors	Role	# Filings	# Firms
James Keyes	Director	153	31
Paul Stevenson	Director	120	25
Kevin Lynch	Executive Officer, Promoter	49	6
Raymond Jackson	Executive Officer, Promoter	35	6
Joseph Jolson	Director, Executive Officer, Promoter	27	5
Craig Johnson	Director, Executive Officer, Promoter	51	4
Zachary Rosenberg	Executive Officer, Promoter	12	4
Cfs Company Ltd	Director	6	4
Harvest Capital Strategies LLC	Director, Executive Officer, Promoter	19	3
Scott Solomon	Executive Officer, Promoter	17	3
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001226355]
4	[0001226355]
SC 13D	[0001226355]
SC 13G	[0001226355]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Harvest Capital Strategies LLC	MeetMe Inc	[2017-03-27]
Harvest Capital Strategies LLC	ServiceSource International Inc	[2016-02-16]
Harvest Capital Strategies LLC	Green Plains Partners LP	[2016-02-16]
Harvest Capital Strategies LLC	Green Plains Inc	[2016-02-16]
Harvest Capital Strategies LLC	on Track Innovations Ltd	[2016-02-03]
Harvest Capital Strategies LLC	Green Dot Corp	[2016-01-25]
Harvest Capital Strategies LLC	MeetMe Inc	[2014-01-13]
Harvest Capital Strategies LLC	Green Dot Corp	[2014-01-13]
Harvest Capital Strategies LLC	Cherry Hill Mortgage Investment Corp	[2014-01-13]
Harvest Capital Strategies LLC	China Finance Online Co Ltd	[2012-02-14]

Firm Profile (Form ADV)
Discretionary AUM	$0.6B
Clients	13
Serves	Institutional
Fund Types	Hedge Fund, Private Equity, Real Estate
LEI	254900C7KXSNR8DPJ133