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| Harvest Capital Strategies LLC
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| CRD # | 130037 |
| SEC # | 801-66003 |
| CIK # | 0001226355 |
| AUM | |
| Employees | 57 (86% Investors, 84% Brokers) |
| Phone | 415-835-3900 |
| Address | 101 California Street San Francisco, CA 94111 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Tyson Foods Inc | 4.9 | ||
| Compass Minerals International Inc | 4.8 | ||
| Zoetis Inc | 4.7 | ||
| Deere & Co | 4.7 | ||
| Starbucks Corp | 4.6 | ||
| General Mills Inc | 4.4 | ||
| Nutrien Ltd | 4.0 | ||
| Trimble Navigation Ltd /CA/ | 3.9 | ||
| Tractor Supply Co /DE/ | 3.8 | ||
| Post Holdings Inc | 3.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | JMP Capital I LLC | [2018-03-28] | 31.2 M | |
| Filed 2017-09-27 (D) · Exemption 506(b), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | HSCP Strategic I LP | [2017-03-31] | 66.2 M | |
| Filed 2016-03-09 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Harvest Intrexon Enterprise Fund I AI LP | [2015-10-16] | 245.2 M | 4.3 M |
| Offered $245,156,250 · Filed 2016-01-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $5,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Harvest Financial Partners LP | [2015-03-25] | 16.0 M | |
| Filed 2015-08-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Harvest Intrexon Enterprise Fund I LP | [2015-03-25] | 245.2 M | 70.8 M |
| Offered $245,156,250 · Filed 2016-01-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $5,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Harvest Agriculture Select Master LP | 2013-03-25 | ||
| HF | Harvest Franchise Fund Master LP | [2012-10-10] | 83.3 M | 81.4 M |
| Filed 2014-01-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harvest Agriculture Select LP | [2012-03-30] | 55.5 M | |
| Filed 2019-10-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Harvest Capital Credit LLC | [2012-03-30] | 17.7 M | 24.1 M |
| Offered $32,423,365 · Filed 2012-10-25 (D/A) · Exemption 506 · Minimum $100,000 · Remaining $14,752,631 · Duration More than one year · Commission $394,920 · Revenue Decline to Disclose | ||||
| HF | Harvest Diversified Partners LP | [2012-03-30] | 34.1 M | 23.6 M |
| Filed 2013-08-30 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 1.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 1.1 |
| By Discretionary | ||
| Discretionary | 1 | 1.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 1.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.1 | |
| Total | 1 | 1.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Keyes | Director | 153 | 31 | |
| Paul Stevenson | Director | 120 | 25 | |
| Kevin Lynch | Executive Officer, Promoter | 49 | 6 | |
| Raymond Jackson | Executive Officer, Promoter | 35 | 6 | |
| Joseph Jolson | Director, Executive Officer, Promoter | 27 | 5 | |
| Craig Johnson | Director, Executive Officer, Promoter | 51 | 4 | |
| Zachary Rosenberg | Executive Officer, Promoter | 12 | 4 | |
| Cfs Company Ltd | Director | 6 | 4 | |
| Harvest Capital Strategies LLC | Director, Executive Officer, Promoter | 19 | 3 | |
| Scott Solomon | Executive Officer, Promoter | 17 | 3 | |
| Janet Tarkoff | Executive Officer | 9 | 3 | |
| Walter Conroy | Executive Officer, Promoter | 8 | 3 | |
| Zac Rosenberg | Executive Officer | 8 | 3 | |
| Jeffrey Osher | Executive Officer | 8 | 3 | |
| Jmp Group Inc | Promoter | 5 | 2 | |
| Ray Jackson | Executive Officer | 4 | 2 | |
| Craig Kitchin | Executive Officer | 3 | 2 | |
| Joseph Ostroff | Executive Officer | 2 | 2 | |
| Richard Buckanavage | Executive Officer | 2 | 2 | |
| Loraine Janet | Executive Officer | 1 | 1 | |
| NA Harvest Capital Strategies LLC | Promoter | 1 | 1 | |
| Donald Destino | Executive Officer | 1 | 1 | |
| Carter Mack | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001226355] | |
| 4 | [0001226355] | |
| SC 13D | [0001226355] | |
| SC 13G | [0001226355] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Clients | 13 |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 254900C7KXSNR8DPJ133 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Harvest Capital Strategies LLC | |
| Adamas Trust Inc |