Heck Capital Advisors LLC

Item #5 - Fees and Compensation
    Investment Consulting / Advisory Services
    Heck Capital may charge fees for Investment Consulting / Advisory Services based on hourly, flat, or a
    percentage of assets as explained below.

    Hourly
    Heck Capital’s hourly fee depends upon the nature and scope of the advice requested by the client, the amount
    and nature of the research required to complete the project, and the nature and number of reports requested by
    the client. The hourly fee may be calculated based upon each professional staff member’s time spent on a
    project. Prior to engagement, each client signs an agreement which provides an estimate of the total fee for
    services. The hourly fee varies from $100 to $500 and is at the discretion of Heck Capital and is negotiable.

Investment Advisor Brochure Form ADV Part 2A                                                           Page | 6

    Flat
    Heck Capital's flat fee is quoted in advance and depends upon the nature and scope of the advice requested by
    the client, nature and number of investments in a client’s portfolio, amount and nature of research required to
    complete the project and the scope and number of reports requested by the client. Flat fees are negotiated based
    on the nature of the work, not by the type of client. Prior to engagement, each client signs an agreement which
    provides an estimate of the total fee for services. The flat fee typically varies from $1,000 to $500,000 and is at
    the discretion of Heck Capital. The fee may be higher in those instances where the client requests more
    comprehensive services.

    Percentage of Assets
    Heck Capital's asset based fee is an annual fee, payable quarterly before services are provided. Fees are
    calculated based on the market value of the assets in the client's account. The initial fee is charged from the date
    of the agreement through the end of the first calendar quarter in which the account is opened. Thereafter, fees
    are payable quarterly based upon the market value of assets at the end of the immediately preceding calendar
    quarter. Assets deposited to the account during any quarter may be charged a prorated quarterly fee based upon
    the number of days remaining in the quarter. No refund of fees paid or due for a particular calendar quarter will
    be made if assets are withdrawn during such quarter. In the event of contract termination, all unearned prepaid
    fees are prorated for the days remaining in the quarter and returned to the client. The fee excludes all
    transaction and custodian costs, including brokerage commission and account maintenance fees.

    The agreement between Heck Capital and a client for Investment Consulting Services may be terminated by
    either party at any time by written notice to the other. Any fee due, but not yet paid by a client, is due promptly
    after termination of the agreement. Any unearned portion of a prepaid fee is returned to the client. The decision
    to accept any recommendation or advice provided by Heck Capital and all decisions regarding thereof are left
    to the client. Clients are free to implement recommended transactions through broker-dealers and other service
    providers other than those recommended by Heck Capital and clients are advised to evaluate independently the
    transaction execution services recommended by Investment Advisor. Heck Capital may bill Client directly or
    deduct its fee from Client account.

    Heck Capital does not guarantee the results of its recommendations and losses can occur from receiving
    Investment Consulting Services.

    Financial Planning Services
    Heck Capital may charge fees based upon an hourly or flat basis for Financial Planning Services. Also, if
    Financial Planning services are part of normal business operations for investment management, Heck Capital at
    its discretion can waive all Financial Planning fees. Heck Capital may bill Client directly or deduct its fee from
    Client account.

    Hourly
    Heck Capital’s hourly fee depends on the Financial Planning Services provided. The exact hourly fee depends
    upon the nature and scope of the advice requested by the client, nature and number of investments in a client’s
    portfolio, amount and nature of research required to complete the project and the scope and number of reports
    requested by a client. Hourly fees can be offered to clients and fees are not contingent upon receiving certain
    services. The hourly fee may be negotiated based on the nature of work and not by the type of client. Prior to
    engagement, each client signs an agreement which provides an estimate of the total fee for services. The hourly
    fee ranges from $100 to $500 and is at the discretion of Heck Capital.

    Flat
    Flat fees are quoted in advance depending upon the nature and scope of the advice requested by the client,
    nature and number of investments in a client’s portfolio, amount and nature of research required to complete the

Investment Advisor Brochure Form ADV Part 2A                                                         Page | 7

    project and the scope and number of reports requested by a client. Flat fees may be negotiated based on the
    nature of the work, not by the type of client. Prior to engagement, each client signs an agreement which
    provides an estimate of the total fee for services. The flat fee typically varies from $1,000 to $50,000 and is at
    the discretion of Heck Capital. The fee may be higher in those instances where the client requests more
    comprehensive services.

    Client Directed Accounts
    Heck Capital may charge for services on Client Directed accounts, including reporting, monitoring, or
    administrative services, however the services are not ongoing in a supervisory capacity. Heck Capital is not
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Item #7 - Types of Clients
Heck Capital provides advice to individuals, pension and profit sharing trusts, foundations, corporations and other
institutions. The Firm may also provide consulting services to partnerships and other types of entities. Heck Capital
may at times provide its investment advice to institutions wishing to have the investments in their client accounts
evaluated. Besides providing services to individuals, savings institutions, pension and profit sharing plans,
endowments and foundations, trusts, estates and business entities, Heck Capital is available to provide advisory
services to broker-dealers and other investment advisors. There is typically a minimum household account size to
receive investment management services of $1,000,000 or a $5,000 yearly cost of service. This minimum is
negotiable and may be waived at the discretion of Heck Capital.