Perigon Wealth Management LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each client who works with Perigon enters into an investment management agreement with Perigon
which outlines the specific terms of their relationship with Perigon, including the fees that they pay.

A. Fees for Advisory Services
Wealth Management Services / Standalone Investment Management Services
Wealth management and standalone investment management (“Advisory”) fees are paid quarterly in advance of
each calendar quarter pursuant to the terms of the advisory agreement each client signs with the firm. Advisory
fees are based on the market value of assets under management at the end of the prior quarter. Advisory fees
range from 0.20% to 2.00% annually. Perigon has multiple tiered and non-tiered fee schedules that fall within this
range of fees. Advisory fees are based on several factors, including the complexity of the services to be provided,
the level of assets to be managed, and the overall relationship with the Advisor. Fees charged are generally
negotiated directly by the advisor and client and discounts or specific agreements may be reached to address
specific client situations. Different clients receiving similar services may pay different fees for a variety of reasons,
including complexities associated with individual situations.

For Client accounts held with the custodian, SEI Private Trust Company, a subsidiary of SEI Investments
Company (“SPTC”), Advisory fees are paid quarterly at the end of each calendar quarter based on the market
value of assets under management at the end of the quarter.

The Advisory fee in the first quarter of service is prorated from the inception date of the account to the end of the
first quarter. Fees are negotiable. The Client’s fees will take into consideration the aggregate assets under
management with the Advisor. All securities held in accounts managed by Perigon will be independently valued
by the Custodian or through relevant third parties. Perigon conducts periodic reviews of the Custodian’s valuations
to help ensure accurate billing.

The Client can make additions or withdrawals from their account at any time, subject to the Advisor’s right to
terminate an account or the overall relationship. Additions can be in cash or securities, provided that the Advisor
reserves the right to liquidate any transferred securities or decline to accept particular securities into a Client’s
account. Clients can withdraw account assets on notice to Perigon, subject to the usual and customary securities
settlement procedures. However, the Advisor designs its investment portfolios as long-term investments, and the
withdrawal of assets can impair the ability of a Client to meet their investment objectives. Perigon can consult with
the Client about certain implications of such transactions. Clients are advised that when such securities are
liquidated, they might be subject to securities transaction fees, short-term redemption fees, and/or tax
ramifications.

The Advisor’s fee is exclusive of, and in addition to, brokerage fees, transaction fees, and other related costs and
expenses that may be incurred by the Client unless otherwise agreed to in writing. Perigon does not receive any
portion of these commissions, fees, and costs. Assets managed under a Wrap Fee Program are charged fees
that are inclusive of Covered Costs as outlined in Perigon’s Wrap Fee Brochure. For more information on
brokerage and other transaction cost incurred in Perigon accounts, please see Item 12 of this Brochure.

Use of Independent Managers, TAMPs and/or Sub-Advisors
As noted in Item 4, Perigon will at times implement all or a portion of a Client’s investment portfolio utilizing one
or more Independent Managers. To eliminate any conflict of interest, Perigon does not earn any compensation
from such Independent Managers. Perigon earns its investment advisory fee as described above. Independent
Managers typically do not offer discounts but may have a breakpoint schedule that will reduce the fee with an
increased level of assets placed under management with an Independent Manager. The terms of such fee
arrangements are included in the Independent Manager’s disclosure brochure and applicable contracts between
the client and the Independent Manager.

As is also noted in Item 4, the Advisor periodically recommends and refers Clients to a Sub-Advisor or TAMP. For
Client accounts that are managed by a Sub-Advisor or TAMP, the Client’s fee will be deducted from the Client’s
accounts by the Sub-Advisor, TAMP, or Advisor consistent with the fee schedule above. The Advisor does not

                                               Perigon Wealth Management, LLC
                                   201 Mission Street, Suite 1825, San Francisco, CA 94105
                                         Phone: (877) 977-2555 | Fax: (415) 430-416
Page 10                                            www.perigonwealth.com

earn any compensation from Sub-Advisors/TAMPs and will only earn its investment advisory fee as described
above.

Additionally, as noted in Item 4, Perigon periodically recommends and refers Clients to SIMC. For Clients’
accounts managed by SIMC, the Client’s fees are deducted from the Clients’ account by SIMC as detailed in the
separate agreement between the Client and SIMC. A portion of the investment advisory fee is provided to Perigon.

LPL Advisory Program Fees
LPL serves as a program sponsor, investment advisor, and broker-dealer for the LPL advisory programs. The
Advisor and LPL share in the account fee and other fees associated with LPL’s advisory program accounts.
Account fees are payable quarterly in advance of each quarter and are in addition to the fees charged by Perigon.
The account fee charged to the Client for each LPL advisory program is negotiable, subject to the following
maximum account fees:
...

Item 7 – Types of Clients
Perigon offers investment advisory services to individuals, high-net-worth individuals, trusts, estates, businesses,
charitable organizations, retirement plans, and banking or thrift institutions. Perigon generally does not impose a
minimum relationship size. Certain Independent Managers may impose a minimum account size to effectively
implement its investment process.