|
⚲
|
| Helm Capital Management LLC
✚
| |
|---|---|
| CRD # | 123174 |
| SEC # | 801-81063 |
| CIK # | |
| AUM | $200.0 MM (2024-03-26) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 206-654-6200 |
| Address | 1904 Third Avenue, Suite 325 Seattle, WA 98101 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| RE | HCM Blueprint LLC | [2015-02-24] | 1.5 | 1.5 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4 | 22.5 |
| (b) Individuals (high net worth individuals) | 145 | 177.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 149 | 200.0 |
| By Discretionary | ||
| Discretionary | 149 | 200.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 149 | 200.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 200.0 | |
| Total | 149 | 200.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Edward Malakoff | 1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Kinloch Capital LLC
✚
|
VA | 0.2 |
|
Redbud Advisors LLC
✚
|
TX | 0.2 |
|
Cohen Investment Advisors LLC
✚
|
NH | 0.2 |
|
CWC Advisors LLC
✚
|
OR | 0.2 |
|
Lane Brothers & Co Inc
✚
|
AZ | 0.2 |
|
Harbor Ithaka WM LLC
✚
|
FL | 0.2 |
|
BOON Capital Advisors LLC
✚
|
IL | 0.1 |
|
Freedom Family Office LLC
✚
|
FL | 0.1 |
|
Steward Capital Management Inc
✚
|
MI | 0.1 |
|
Golden K Wealth Management LLC
✚
|
CA | 0.1 |