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| Hennessy Advisors Inc
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|---|---|
| CRD # | 110770 |
| SEC # | 801-36288 |
| CIK # | 0001145255 |
| AUM | 4,252.2 M (2025-11-14) |
| Employees | 19 (42% Investors, 16% Brokers) |
| Fees | |
| Minimum | |
| Phone | 415-899-1555 |
| Address | 7250 Redwood Boulevard Novato, CA 94945 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Sun, 30 Aug 2026 | Hennessy Advisors Inc. Buys 7,070 Shares of Amgen Inc. $AMGN — MarketBeat |
| Mon, 17 Aug 2026 | Hennessy Advisors Inc. Acquires New Stake in Lam Research Corporation $LRCX — MarketBeat |
| Wed, 05 Aug 2026 | Hennessy Advisors, Inc. Reports Quarterly Earnings and Announces Quarterly Dividend — Yahoo Finance |
| Wed, 05 Aug 2026 | Hennessy Advisors (NASDAQ: HNNA) lifts Q3 revenue and redeems $40.25M debt — Stock Titan |
| Wed, 05 Aug 2026 | Hennessy Advisors Q3 Revenue Rises 4 Percent to $8.4 Million — Quiver Quantitative |
| CIK | Period |
|---|---|
| 0001145255 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Viasat Inc | 0.1 | ||
| Sanmina-Sci Corp | 0.1 | ||
| Mastec Inc | 0.1 | ||
| Synnex Corp | 0.1 | ||
| Dycom Industries Inc | 0.1 | ||
| Intl FCStone Inc | 0.1 | ||
| C H Robinson Worldwide Inc | 0.1 | ||
| Caseys General Stores Inc | 0.1 | ||
| Granite Construction Inc | 0.1 | ||
| Cheesecake Factory Inc | 0.1 | ||
| AMR Corp | 0.1 | ||
| Macy's Inc | 0.0 | ||
| Crown Holdings Inc | 0.0 | ||
| Penn National Gaming Inc | 0.0 | ||
| Wayfair Inc | 0.0 | ||
| Primoris Services Corp | 0.0 | ||
| Jones Lang LaSalle Inc | 0.0 | ||
| Autoliv Inc | 0.0 | ||
| Williams Companies Inc | 0.0 | ||
| Cheniere Energy Inc | 0.0 | ||
| Jacobs Engineering Group Inc /DE/ | 0.0 | ||
| Oneok Inc /New/ | 0.0 | ||
| Lithia Motors Inc | 0.0 | ||
| Nexstar Broadcasting Group Inc | 0.0 | ||
| Denali Holding Inc | 0.0 | ||
| Kinder Morgan Inc | 0.0 | ||
| Commscope Holding Company Inc | 0.0 | ||
| Cal Maine Foods Inc | 0.0 | ||
| Transcanada Corp | 0.0 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Hennessy Micro Cap Growth Fund LLC | [2011-12-05] | 2.8 M | 1.4 M |
| Filed 2013-01-10 (D/A) · Exemption 506, 3(c), 3(c)(3) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 17 | 4.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 17 | 4.3 |
| By Discretionary | ||
| Discretionary | 17 | 4.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 17 | 4.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.3 | |
| Total | 17 | 4.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Daniel Steadman | Executive Officer | 1 | 1 | |
| Neil Hennessy | Executive Officer | 1 | 1 | |
| Teresa Nilsen | Executive Officer | 1 | 1 | |
| Managing Member Hennessy Advisors Inc | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001145255] | |
| 10-Q | [0001145255] | |
| 13F-HR | [0001145255] | |
| 3 | [0001145255] | |
| 4 | [0001145255] | |
| 5 | [0001145255] | |
| 8-K | [0001145255] | |
| SC 13D | [0001145255] | |
| SC 13G | [0001145255] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $4.0B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300OM5HCSFZO7FR31 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-12-30 | Sell | 571 | $9.35 | 5,339 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-12-26 | Gift | 750 | $0.00 | |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-12-19 | Gift | 4,900 | $0.00 | |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-12-10 | Gift | 2,000 | $0.00 | |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-12-08 | Gift | 500 | $0.00 | |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-12-08 | Gift | 500 | $0.00 | |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-08-15 | Sell | 2,603 | $10.63 | 27,670 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-08-14 | Sell | 2,698 | $10.70 | 28,869 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-08-13 | Sell | 7,704 | $10.71 | 82,510 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-08-12 | Sell | 7,000 | $10.85 | 75,950 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-05-13 | Sell | 10,000 | $10.71 | 107,100 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-28 | Sell | 4,000 | $10.42 | 41,680 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-27 | Gift | 4,000 | $0.00 | |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-27 | Sell | 4,000 | $10.53 | 42,120 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-27 | Sell | 575 | $10.52 | 6,049 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-27 | Gift | 4,000 | $0.00 | |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-26 | Sell | 1,000 | $10.47 | 10,470 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-25 | Sell | 3,000 | $10.55 | 31,650 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-24 | Sell | 3,000 | $10.50 | 31,500 |
|
Hennessy Advisors Inc HNNA
Common Stock
|
2025-03-21 | Sell | 3,000 | $10.38 | 31,140 |
| showing 20 of 200 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Stonehill Capital Management LLC
✚
|
NY | 4,339.3 M |
|
Voyager Global Management LP
✚
|
NY | 4,333.2 M |
|
Prana Capital Management LP
✚
|
CT | 4,312.3 M |
|
Think Investments LP
✚
|
CA | 4,304.7 M |
|
Sirenia Capital Management LP
✚
|
FL | 4,260.1 M |
|
Tetragon Financial Management LP
✚
|
NY | 4,256.5 M |
|
Electron Capital Partners LLC
✚
|
NY | 4,201.6 M |
|
EAAA PTE Limited
✚
|
4,191.4 M | |
|
Whitehaven Asset Management LP
✚
|
CT | 4,182.9 M |
|
Tiger Iron Capital LLC
✚
|
MA | 4,166.6 M |