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⚲
|
| Hennessy Advisors Inc
✚
|
|
|---|---|
| CRD # | 110770 |
| SEC # | 801-36288 |
| CIK # | 0001145255 |
| AUM | $5.1 B (2024-12-16) |
| Employees | 18 (44% Investors, 11% Brokers) |
| Phone | 415-899-1555 |
| Address | 7250 Redwood Boulevard Novato, CA 94945 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Hennessy Micro Cap Growth Fund LLC | [2011-12-05] | 2.8 | 1.4 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 17 | 5.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 17 | 5.1 |
| By Discretionary | ||
| Discretionary | 17 | 5.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 17 | 5.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.1 | |
| Total | 17 | 5.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Daniel Steadman | 1 | ||
| Neil Hennessy | 1 | ||
| Teresa Nilsen | 1 | ||
| Managing Member Hennessy Advisors Inc | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001145255] | |
| 10-Q | [0001145255] | |
| 13F-HR | [0001145255] | |
| 3 | [0001145255] | |
| 4 | [0001145255] | |
| 5 | [0001145255] | |
| 8-K | [0001145255] | |
| SC 13D | [0001145255] | |
| SC 13G | [0001145255] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Braidwell LP
✚
|
CT | 5.2 |
|
PAAMCO Prisma LLC
✚
|
CA | 5.2 |
|
Deep Track Capital LP
✚
|
CT | 5.2 |
|
Candlestick Capital Management LP
✚
|
CT | 5.2 |
|
HFR Asset Management LLC
✚
|
IL | 5.1 |
|
HFR Investments LLC
✚
|
IL | 5.1 |
|
Skye Global Management LP
✚
|
FL | 5.1 |
|
Suvretta Capital Management LLC
✚
|
NY | 5.1 |
|
Polunin Capital Partners Limited
✚
|
5.1 | |
|
Hawk Ridge Capital Management LP
✚
|
CA | 5.1 |