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Herbert J SIMS Capital Management Inc
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CRD # | 134510 |
SEC # | 801-124853 |
CIK # | |
AUM | $146.7 MM (2024-03-28) |
Employees | 30 (70% Investors, 77% Brokers) |
Phone | 203-418-9000 |
Address | 2150 Post Road Fairfield, CT 06824 |
Source | [IAPD] [Website] [Twitter] [LinkedIn] |
Total AUM ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 153 | 48.9 |
(b) Individuals (high net worth individuals) | 39 | 83.9 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 1 | 1.5 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 5 | 12.4 |
(n) Other | 0 | 0.0 |
Total | 333 | 146.7 |
By Discretionary | ||
Discretionary | 245 | 121.2 |
Non-Discretionary | 88 | 25.4 |
Total | 333 | 146.7 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 146.7 | |
Total | 333 | 146.7 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Stone Pine Financial Partners LLC
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|
PA | 0.1 |
Macke Financial Advisory Group Inc
✚
|
FL | 0.1 |
CornerStone Enterprises LLC
✚
|
WI | 0.1 |
Schrum Private Wealth Management LLC
✚
|
FL | 0.1 |
Goyette Financial Planning Inc
✚
|
CA | 0.1 |
Erickson Financial Group LLC
✚
|
PA | 0.1 |
MIAI Inc
✚
|
TX | 0.1 |
Wabash Capital Inc
✚
|
IN | 0.1 |
Touchstone Capital Inc
✚
|
PA | 0.1 |
Donato Wealth Management PLLC
✚
|
TX | 0.1 |