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| Keyboard |
| Herbert J SIMS Capital Management Inc
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|
|---|---|
| CRD # | 134510 |
| SEC # | 801-124853 |
| CIK # | |
| AUM | 436.9 M (2026-04-27) |
| Employees | 30 (83% Investors, 80% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-418-9000 |
| Address | 2150 Post Road Fairfield, CT 06824 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 256 | 93.8 |
| (b) Individuals (high net worth individuals) | 81 | 315.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 2.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 12 | 25.0 |
| (n) Other | 0 | 0.0 |
| Total | 685 | 436.9 |
| By Discretionary | ||
| Discretionary | 472 | 330.7 |
| Non-Discretionary | 213 | 106.2 |
| Total | 685 | 436.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 436.9 | |
| Total | 685 | 436.9 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Access Financial Services Inc
✚
|
MN | 437.8 M |
|
Lloyd Advisory Services LLC
✚
|
GA | 437.6 M |
|
Crown Wealth Group LLC
✚
|
NC | 437.5 M |
|
Note Advisors LLC
✚
|
NY | 437.0 M |
|
Peachtree Wealth Advisors Inc
✚
|
GA | 436.8 M |
|
PFG Investments LLC
✚
|
OR | 436.8 M |
|
Ndure Global LLC
✚
|
436.7 M | |
|
Blueprint Investing LLC
✚
|
CA | 436.3 M |
|
Financial Asset Management Corp
✚
|
NY | 436.2 M |
|
Chapel Hill Investment Analysts Inc
✚
|
PA | 436.0 M |