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| Herold Advisors Inc
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|---|---|
| CRD # | 105090 |
| SEC # | 801-11216 |
| CIK # | 0001891713 |
| AUM | $540.2 M (2026-04-07) |
| Employees | 9 (89% Investors, 100% Brokers) |
| Phone | 212-371-3950 |
| Address | 125 Park Avenue Suite 2552 New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 21.3 | ||
| Nvidia Corp | 19.8 | ||
| Microsoft Corp | 13.6 | ||
| Lilly Eli & Co | 9.4 | ||
| Wal Mart Stores Inc | 8.8 | ||
| J P Morgan Chase & Co | 8.5 | ||
| Mastercard Inc | 7.9 | ||
| AbbVie Inc | 7.6 | ||
| Alphabet Inc | 7.2 | ||
| Visa Inc | 6.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 439 | 138.5 |
| (b) Individuals (high net worth individuals) | 118 | 373.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 19.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 8.8 |
| (n) Other | 0 | 0.0 |
| Total | 563 | 540.2 |
| By Discretionary | ||
| Discretionary | 563 | 540.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 563 | 540.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.1 | |
| United States Persons | 534.1 | |
| Total | 563 | 540.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001891713] |
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|---|---|---|
|
Penobscot Wealth Management
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|
ME | 0.5 |
|
Golden Reserve Retirement LLC
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OH | 0.5 |
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Dividend Assets Capital LLC
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SC | 0.5 |
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WBI Investments LLC
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Wealth Advisors of Iowa LLC
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The Capital Advisory Group Advisory Services LLC
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AZ | 0.5 |
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Legacy Capital Group California Inc
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CA | 0.5 |
|
SPG Advisors LLC
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WA | 0.5 |
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Financial Innovations LLC
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GA | 0.5 |