Highview Capital Management LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Wealth Management:

                Assets Under Management                         Annual Percentage of Assets Charge
                     First $2,000,000                                         1.00%
               $2,000,000.01 to $5,000,000                                       0.75%
               $5,000,000.01 to $10,000,000                                      0.60%
              $10,000,000.01 to $50,000,000                                0.60% (Flat Fee)
                   Above $50,000,000                                          Negotiable

Above is the firm’s typical fee schedule. Fees to be assessed on client assets, including cash and cash
equivalents, will be outlined in the advisory agreement to be signed by the client. Annualized fees are
billed on a pro-rata basis monthly in arrears based on the value of the account(s) on the last day of the
month. Adjustments are made for deposits and withdrawals during the month. Fees are negotiable and
will be deducted from client account(s). The firm has a minimum asset management fee of $20,000 per
year, though this may be waived in certain circumstances as determined by Highview. Our firm does not
offer direct invoicing.

ADV Part 2A – Firm Brochure                        Page 5                           Highview Capital Management, LLC

As part of this process, Clients understand the following:

     a) Client provides authorization permitting HCM to be directly paid by these terms; and
     b) Client’s independent custodian sends statements, at least quarterly, showing the market values
        for each security included in the Assets and all account disbursements, including the amount of
        the advisory fees paid to HCM; and
     c) HCM will send an invoice directly to the custodian and fees will be deducted by the custodian and
        directed to HCM as compensation for services.
     d) Clients are permitted to open “non-managed” accounts with HCM for the purposes of
        convenience, consolidation, or the simplification of record-keeping. Such accounts will be clearly
        marked and HCM will not review, offer investment recommendations, or charge a management
        fee for assets held in non-managed accounts. Clients can direct HCM to facilitate trades in non-
        managed accounts and direct the movement of assets to another account (including other
        accounts managed by HCM) at any time.

In certain circumstances, we will agree to provide services under a separate financial planning fee in lieu
of the investment management fee schedule above. Typically, this occurs when a client either a) is an
executive at a company which provides perquisites for this benefit; or b) does not currently meet our firm
minimums and we mutually agree to establish a relationship in advance of a future liquidity event. This
arrangement would be documented in an engagement letter (the “Planning Agreement”) and structured
on a flat-fee basis annually. The first payment (25%) will be due upon the signing of the Planning
Agreement and 25% due at the beginning of each quarter thereafter until the end of the twelve- month
period. The Planning Agreement will automatically renew each year unless otherwise directed by the
client or by our firm.

The Planning Agreement fee will be determined by the scope of the engagement with an annual minimum
fee of $10,000. If a client decides to engage our firm for investment management services, the Planning
Agreement fee will cease upon the signing of a Wealth Management Agreement and any remaining
amount of the pre-paid Planning Agreement fee will be credited to the client’s account. However, any
amount of the Planning Agreement fee will be credited only if greater than the investment management
fee as assessed in the manner set forth above.

From time to time, temporary fee discounts are also provided to clients on a case-by-case basis. All
pricing and fee-related exceptions are subject to the discretion of the Managing Partners.

Other Types of Fees & Expenses

Clients will incur transaction costs for trades by their chosen custodian via individual transaction charges.
Pershing Advisor Solutions, LLC (“PAS”) has agreed to not charge transaction fees for U.S. listed equities
and exchange traded funds, however certain charges or costs may exist for individual fixed income
securities and certain open ended mutual funds. These transaction fees are separate from our firm’s
advisory fees and will be disclosed by the chosen custodian. Highview does not benefit in any way from
these charges and will generally seek to avoid them where possible.

Clients may also pay expenses imposed by the chosen custodian(s) for certain investments, charges
imposed directly by a private market investment, third party manager, mutual fund, index fund, or
exchange traded fund, which shall be disclosed in the fund’s prospectus (i.e., fund management fees,
initial or deferred sales charges, mutual fund sales loads, 12b-1 fees, surrender charges, variable annuity

ADV Part 2A – Firm Brochure                      Page 6                           Highview Capital Management, LLC

fees, IRA and qualified retirement plan fees, and other fund expenses), mark-ups and mark-downs,
spreads paid to market makers, fees for trades executed away from custodian, wire transfer fees and
other fees and taxes on brokerage accounts and securities transactions. Our firm does not receive any
portion of these fees, and in the best interest of the client aims to avoid recommending mutual fund share
classes subject to sales charges, 12b-1 fees, and load charges.

Termination & Refunds

Either party may terminate the advisory agreement signed with our firm for Wealth Management services
or the Planning Agreement in writing at any time. Upon notice of termination pro-rata advisory fees for
...

Item 7: Types of Clients & Account Requirements

Our firm has the following types of clients: Individuals and High Net Worth Individuals; Trusts, Estates or
Charitable Organizations; Corporations, Limited Liability Companies and/or Other Business Types.

Our firm requires a minimum relationship of $2,000,000 for our Wealth Management service as noted in
our fee schedule. In certain circumstances exceptions to these minimums may be made; for example,
where the owner of the account is expected to meet the initial investment in the future or when other
business-related conditions exist.

ADV Part 2A – Firm Brochure                      Page 7                         Highview Capital Management, LLC