|
⚲
|
| HMS Financial Services LLC
✚
| |
|---|---|
| CRD # | 131569 |
| SEC # | 801-121012 |
| CIK # | |
| AUM | $106.8 MM (2024-03-28) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 803-790-6113 |
| Address | 10 Calendar Court Columbia, SC 29206 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 134 | 12.2 |
| (b) Individuals (high net worth individuals) | 80 | 36.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 37 | 57.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 253 | 106.8 |
| By Discretionary | ||
| Discretionary | 248 | 105.8 |
| Non-Discretionary | 5 | 1.0 |
| Total | 253 | 106.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 106.8 | |
| Total | 253 | 106.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
RDM Capital Associates Inc
✚
|
NJ | 0.1 |
|
Dedeker Financial LLC
✚
|
MN | 0.1 |
|
Grimaldi Portfolio Solutions Inc
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|
NY | 0.1 |
|
Teplitz Financial Group LLC
✚
|
NJ | 0.1 |
|
Keller Financial Group Inc
✚
|
PA | 0.1 |
|
Seven Hills Financial LLC
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|
FL | 0.1 |
|
Galapagos Advisory LLC
✚
|
FL | 0.1 |
|
Capital Wealth Advisors Ltd
✚
|
WI | 0.1 |
|
NOHO Financial Inc
✚
|
NY | 0.1 |
|
Prospettiva Financial LLC
✚
|
CA | 0.1 |