|
⚲
|
| Keyboard |
| Shea Brian Michael
✚
|
|
|---|---|
| CRD # | 125606 |
| SEC # | 801-132995 |
| CIK # | |
| AUM | 118.6 M (2026-03-23) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-966-9651 |
| Address | |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 44 | 16.7 |
| (b) Individuals (high net worth individuals) | 33 | 101.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 215 | 118.6 |
| By Discretionary | ||
| Discretionary | 215 | 118.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 215 | 118.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 118.6 | |
| Total | 215 | 118.6 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 2 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
TCN Private Wealth Management LLC
✚
|
119.0 M | |
|
Intellicapital Advisors LLC
✚
|
FL | 118.9 M |
|
Savvy Labs Inc
✚
|
NY | 118.9 M |
|
LD Lowe Wealth Advisory Inc
✚
|
TX | 118.8 M |
|
Independence Capital Co Inc
✚
|
OH | 118.7 M |
|
HMS Financial Services LLC
✚
|
SC | 118.5 M |
|
Noble Wealth Partners LLC
✚
|
CO | 118.5 M |
|
Terrafirma Wealth Partners LLC
✚
|
CA | 118.5 M |
|
Smith & Co Advisory LLC
✚
|
TN | 118.5 M |
|
Tone Capital LLC
✚
|
VA | 118.3 M |