|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Hoertkorn Richard Charles
✚
|
|
|---|---|
| CRD # | 104649 |
| SEC # | 801-8374 |
| CIK # | 0001598177 |
| AUM | $275.4 M (2025-03-21) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 415-482-8899 |
| Address | 1112 Sir Francis Drake Blvd Kentfield, CA 94904-1419 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Marvell Technology Inc | 21.0 | ||
| Microsoft Corp | 20.9 | ||
| Apple Inc | 19.9 | ||
| General Electric Co | 17.3 | ||
| J P Morgan Chase & Co | 15.2 | ||
| Kinder Morgan Inc | 14.8 | ||
| Bank of America Corp /DE/ | 13.4 | ||
| Alphabet Inc | 11.9 | ||
| Procter & Gamble Co | 10.1 | ||
| Metropcs Communications Inc | 9.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 28 | 9.1 |
| (b) Individuals (high net worth individuals) | 51 | 203.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 13.4 |
| (h) Charitable organizations | 0 | 2.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 47.3 |
| (n) Other | 0 | 0.0 |
| Total | 235 | 275.4 |
| By Discretionary | ||
| Discretionary | 235 | 275.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 235 | 275.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 275.1 | |
| Total | 235 | 275.4 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001598177] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Stonebridge Wealth Systems LLC
✚
|
NE | 0.3 |
|
Pinvest LLC
✚
|
FL | 0.3 |
|
Define Financial LLC
✚
|
CA | 0.3 |
|
Provence Registered Investment Advisor LLC
✚
|
CA | 0.3 |
|
Hart & Patterson Financial Group LLC
✚
|
MA | 0.3 |
|
Godshalk Welsh Capital Management Inc
✚
|
PA | 0.3 |
|
Capital West Partners LLC
✚
|
AZ | 0.3 |
|
MBA Advisors LLC
✚
|
PA | 0.3 |
|
GBC Investment Group LLC
✚
|
0.3 | |
|
Galapagos Advisory LLC
✚
|
FL | 0.3 |