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| Keyboard |
| Hoertkorn Richard Charles
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|---|---|
| CRD # | 104649 |
| SEC # | 801-8374 |
| CIK # | 0001598177 |
| AUM | 282.5 M (2026-02-09) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 415-482-8899 |
| Address | 1112 Sir Francis Drake Blvd Kentfield, CA 94904-1419 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 11.9 | ||
| Apple Inc | 9.9 | ||
| Microsoft Corp | 9.8 | ||
| J P Morgan Chase & Co | 8.5 | ||
| Marvell Technology Inc | 6.6 | ||
| General Electric Co | 6.4 | ||
| Kinder Morgan Inc | 6.2 | ||
| Bank of America Corp /DE/ | 5.5 | ||
| GE Vernova Inc | 5.1 | ||
| Home Depot Inc | 4.2 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 23 | 9.7 |
| (b) Individuals (high net worth individuals) | 51 | 203.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 15.6 |
| (h) Charitable organizations | 0 | 2.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 51.2 |
| (n) Other | 0 | 0.0 |
| Total | 80 | 282.5 |
| By Discretionary | ||
| Discretionary | 80 | 282.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 80 | 282.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 282.2 | |
| Total | 80 | 282.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001598177] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
POM Investment Strategies LLC
✚
|
NC | 283.3 M |
|
Vergepointe Wealth Management LLC
✚
|
OR | 283.3 M |
|
Chris Bulman Inc
✚
|
CA | 283.0 M |
|
Cooper Capital Advisors LLC
✚
|
CA | 282.9 M |
|
EJMK Ventures LLC
✚
|
IL | 282.8 M |
|
FCIG Wealth Management LLC
✚
|
CT | 282.5 M |
|
Stolz & Associates PS
✚
|
WA | 282.2 M |
|
Caruso McLean & Co Inc
✚
|
NY | 281.8 M |
|
Banyan Capital Management Inc
✚
|
GA | 281.7 M |
|
Copperleaf Capital LLC
✚
|
SC | 281.6 M |