Hollingsworth Avent Averre & Purvis PA

ITEM 5 – FEES AND COMPENSATION
  5a, b & d: Fee Schedules
  Continuous Investment Advice Fees
              Assets Under Management                                          Annual Fee (%)
              $0 to $400,000                                                   1.00%

              $400,001 to $1,000,000                                           0.75%
              $1,000,001 and above                                             0.25%

              ADV PART 2 A BROCHURE                                                                         PAGE 5 OF 18

For purposes of determining value, securities and other instruments traded on a market for which actual
transaction prices are publicly reported are valued at the last reported sale price on the principal market in
which they are traded. In certain circumstances, we may negotiate fees at a lower rate.

Where the advisor is otherwise engaged by the client for continuous investment advice and account
management, no additional fee will be charged for advising and reporting on employer provided retirement
plans. In the event of other “held away” accounts (eg. Annuity accounts), advisor and client will mutually
determine a fee structure commensurate with the value Advisor is able to add to such account, but in no
case will the fee exceed standard continuous investment advisory fees described above.

Advisor’s continuous investment advisory and account management fees described above include the time
and activities necessary to work with your attorney and/or accountant in reaching agreement on solutions,
as well as assisting them in implementation of all appropriate documents. We are not responsible for
attorney or account fees charged to you as a result of the above activities.

Compensation for our services will be calculated in accordance with what is set in the client agreement. We
may modify the terms of any agreement by written changes submitted to the client for signature. We may
modify our fees for prospectively for new clients only (grandfathering in old accounts to old fee schedule)
or for all clients.

Hollingsworth Avent Averre & Purvis, P.A. fees are paid from your account by the custodian when we submit
an invoice to them. If there is insufficient cash in your account to pay your fees, an equal balance of
securities in your portfolio may be sold to pay our fee. In addition to our fees, there may be custodial, mutual
fund or similar third party management fees and charges.

Hollingsworth Avent Averre & Purvis, P.A. fees are paid quarterly in arrears, with payment due within 30
days from the date of the invoice. Our fee will be equal to the agreed upon rate per annum, times the
market value of the account, divided by four. The market value is the sum of the values of all assets in the
account, not adjusted by any margin debit. Fees for partial quarter at the commencement or termination
of our agreement will be billed or refunded on a pro-rated basis contingent on the number of days the
account was open during the quarter. Quarterly fee adjustments for additional assets received into the
account during a quarter or for partial withdrawals will also be provided on the above pro rata basis.

401(k) and Retirement Consulting
Our 401(k) and retirement consulting service fees are based on assets under management, depending on
the types and levels of services offered as well as the size and type of the account. The fees and
corresponding services will be set forth in our agreement with the plan sponsor or advisor.

Financial Planning Fees
Non-continuous investment advice and general financial planning is billed at up to $300.00 per hour,
depending on the level of and types of services, and usually with a predetermined cap. Hourly financial
planning fees are paid upon completion of the project.

Fixed fees are paid upon completion of work based on a mutually agreeable payment schedule. Fees will
not be billed more than six months in advance.

All invoices are due within 30 days of invoice. Special arrangements may be made with clients wishing
ongoing financial planning services.

Termination
Either Hollingsworth Avent Averre & Purvis, P.A. or our clients can terminate our agreement at any time
with or without cause. Unearned advance payments will be refunded to client by check payment. The
investment advisory agreement will inure to the benefit of HAA&P and its successors, irrespective of any

            ADV PART 2 A BROCHURE                                                                         PAGE 6 OF 18

   change in the personnel thereof, and shall bind client, client’s estate and any heirs, beneficiaries or
   successors in interest.

   When an agreement is terminated, all assets may need to be transferred from the current custodian. You
   will be responsible for paying all fees including full quarter custodial administrative fees, account closure
   fees, mutual fund fees and all trading costs due to the termination. Custodian may assess additional fees
   for transfer of illiquid investments. If there is insufficient cash in the account, the liquidation of some
   securities may be used to pay the fees. Prior to termination of an agreement, we can provide a good-faith
   estimate of these fees.

   5c: Third Party Fees
   You are responsible for the payment of all third party fees (i.e. custodian fees, mutual fund fees, 12b-1 fees,
   transaction fees, etc.). Those fees are separate and distinct from the fees we charge.

   All brokerage commissions, stock transfer fees, and other similar charges incurred in connection with
   transactions for the account will be paid out of the assets in the account and are in addition to the
   investment management fees paid to us. While we take measures to ensure the fees charged are accurate,
   it is your responsibility to ensure the amount of fee charged is correct. In addition to statements sent by
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ITEM 7 – TYPES OF CLIENTS
   Hollingsworth Avent Averre & Purvis, P.A. generally provides asset management and financial planning
   services to the following types of clients:
             § Individuals
             § High-Net-Worth Individuals
             § Corporations
             § Trusts

   Minimum Account Size
   Hollingsworth Avent Averre & Purvis, P.A. has an account minimum of $500,000.00, although in some cases
   exceptions may be made.