Silicon Private Wealth LLC

Item 5: Fees and Compensation

Lower fees for comparable services may be available from other sources.

A. Fee Schedule

Portfolio Management Fees

        Total Assets Under Management             Annual Fees
        $0 - $249,999                             1.50%

        $250,000 - $999,999                       1.30%

        $1,000,000 - $5,000,000                   1.00%

        $5,000,000 - And Up                       0.80%

SPWL uses the portfolio value of the last business day of the quarter, billing in advance
for the coming quarter in the client's account throughout the billing period. New funding
is billed pro-rated.

These fees are generally negotiable, and the final fee schedule is attached as Exhibit II of
the Investment Advisory Contract. Clients may terminate the agreement without penalty
for a full refund of SPWL's fees within five business days of signing the Investment
Advisory Contract. Thereafter, clients may terminate the Investment Advisory Contract
generally with 15 days' written notice. SPWL will refund any pre-paid fees not utilized
within 15 business days after receipt of the termination notice of the Investment Advisory
Contract described above.

Financial Planning Fees

Fixed Fees: The negotiated fixed rate for creating client financial plans is $5,000 - $10,000.

Hourly Fees: The hourly fee for these services is $350.

Clients may terminate the Financial Planning Agreement without penalty within five (5)
business days of signing and receive a full refund of any fees paid, provided that no
material services have been performed.

Thereafter, clients may terminate the Financial Planning Agreement at any time upon
written notice. Fees for services already performed up to the date of termination will be
earned and non-refundable, and any unearned portion of prepaid fees will be refunded
on a pro-rata basis.

Selection of Other Advisers Fees

SPWL may direct clients to third-party investment advisers. SPWL will be compensated
via a fee share from the advisers to which it directs those clients. The fees shared are
negotiable and will not exceed any limit imposed by any regulatory agency. The notice of
termination requirement and payment of fees for third-party investment advisers will
depend on the specific third-party adviser selected.

SPWL may specifically direct clients to Vanguard VPI. The annual fee schedules are as
follows:

              * total fees collected by SPWL and third-party advisers will
              not exceed 3% of assets under management per year.

                                               Vanguard VPI’s
    Total Assets          SPWL’s Fee                                    Total Fee*
                                                    Fee
  $250,000 and Up       Up to 1.50% %              0.20%               Up to 1.70%

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization documented in the Investment Advisory Contract, on
a quarterly basis, or may be invoiced and billed directly to the client on a quarterly basis.
Clients may select the method in which they are billed. Fees are paid in advance and
SPWL will refund any pre-paid fees not utilized within 15 business days of the written
termination of the Investment Advisory Contract. Fees are drawn from cash or cash
equivalent money market funds.

401k clients through Vanguard and ADP will be billed quarterly in arrears.

Payment of Financial Planning Fees

Financial planning fees are payable in arrears and are either (i) withdrawn directly from
client account with client written authorization or (ii) invoiced and payable via cash,
check, or bank transfer.

Payment of Selection of Other Advisers Fees

SPWL will instruct the custodian to (i) pay the third-party advisor fees directly to the third
party advisor and (ii) pay the SPWL advisory fees directly to SPWL. The fees are payable
quarterly in advance or arrears.

C. Client Responsibility for Third Party Fees

Clients are responsible for the payment of all third-party fees (i.e., custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by SPWL. Please see Item 12 of this brochure
regarding broker-dealer/custodian.

D. Prepayment of Fees

SPWL collects fees in advance. Refunds for unearned fees paid in advance will be returned
within 15 days of written termination of the Investment Advisory Contract
to the client via check.

E. Outside Compensation for the Sale of Securities to Clients

Representatives of SPWL are registered representatives of a broker-dealer and in this role,
they accept compensation for the sale of investment products to SPWL clients.

1. This is a Conflict of Interest

Supervised persons may accept compensation for the sale of investment products,
including asset-based sales charges or service fees from the sale of mutual funds to
SPWL's clients. This presents a conflict of interest and gives the supervised person an
incentive to recommend products based on the compensation received rather than on the
client’s needs. When recommending the sale of investment products for which the
supervised persons receives compensation, SPWL will document the conflict of interest
in the client file and inform the client of the conflict of interest.

2. Clients Have the Option to Purchase Recommended Products from
Other Brokers

Clients always have the option to purchase SPWL recommended products through other
brokers or agents that are not affiliated with SPWL.

       3. Commissions are not SPWL's primary source of compensation for
       advisory services

       Commissions are not SPWL’s primary source of compensation for advisory services.

       4. Advisory Fees in Addition to Commissions or Markups

       Advisory fees that are charged to clients are not reduced to offset the commissions or
...

Item 7: Types of Clients

SPWL generally provides advisory services to the following types of clients:
             ❖      Individuals
             ❖      High-Net-Worth Individuals

There is an account minimum of $1,000,000 which may be waived by SPWL in its discretion.