Fees and Compensation — Form ADV Part 2A (2/4/2026)
[Brochure]
Item 5 – Fees and Compensation
As compensation for its referral services, HTFS receives compensation from the Money Manager in the form of
ongoing referral fees, paid by the Money Manager. The referral fee is disclosed to each prospective client in the
Disclosure Statement provided by HTFS.
Account Minimums and Types of Clients — Form ADV Part 2A (2/4/2026)
[Brochure]
Item 7 – Types of Clients
HTFS supports individuals, high net worth individuals, trusts, estates with investment needs. HTFS does not
manage Client accounts and solely refers Clients to Money Manager[s].
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
27
3.8
(b) Individuals (high net worth individuals)
17
57.6
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
0
2.6
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above