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| Horton Capital Management LLC
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|---|---|
| CRD # | 300195 |
| SEC # | 801-118034 |
| CIK # | 0001575444 |
| AUM | |
| Employees | 3 (100% Investors, 67% Brokers) |
| Phone | 215-399-5417 |
| Address | 1717 Arch St, Suite 3920 Philadelphia, PA 19103 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Repro MED Systems Inc | 32.4 | ||
| UroGen Pharma Ltd | 6.7 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Horton Opportunity Fund 2 LP | [2021-08-30] | 5.7 M | 11.1 M |
| Filed 2021-04-19 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000 | ||||
| HF | Horton Capital Partners Fund LP | [2020-01-06] | 30.7 M | 56.9 M |
| Filed 2022-04-27 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Horton Freedom LP | [2020-01-06] | 4.8 M | 19.8 M |
| Filed 2019-02-08 (D) · Exemption 506(b) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Sierra Capital Investments LP | [2018-09-13] | 5.7 M | 8.3 M |
| Offered $5,675,000 · Filed 2017-11-21 (D) · Exemption 506(b) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 8.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 76.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 2.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 87.4 |
| By Discretionary | ||
| Discretionary | 5 | 87.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 87.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 87.4 | |
| Total | 5 | 87.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Dunn Jr | Executive Officer | 19 | 4 | |
| Darren Wallis | Director | 11 | 4 | |
| Joseph Manko Jr | Executive Officer | 5 | 2 | |
| Michael Howe | Executive Officer | 5 | 2 | |
| Horton Capital Partners LLC | Executive Officer | 3 | 2 | |
| Horton Capital Management LLC | Executive Officer | 3 | 2 | |
| David Achey | Executive Officer | 3 | 2 | |
| NA Horton Opportunity Partners 2 LLC | Executive Officer | 2 | 2 | |
| Manko Jr Joseph | Executive Officer | 2 | 2 | |
| Maplewood LLC | Director | 2 | 2 | |
| Horton Capital Horton Capital Management LLC | Executive Officer | 2 | 2 | |
| Maplewood Global Partners LLC | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001575444] | |
| 3 | [0001575444] | |
| 4 | [0001575444] | |
| D | [0001575444] | |
| SC 13D | [0001575444] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Horton Capital Management LLC | Cynergistek Inc | [2020-02-14] |
| Horton Capital Management LLC | Safeguard Scientifics Inc | [2018-01-29] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Repro MED Systems Inc KRMD
Common Stock
|
2026-02-13 | Other | 750,000 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2026-02-13 | Other | 770,418 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2026-02-13 | Other | 282,347 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2026-02-13 | Other | 750,000 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-12-31 | Grant | 2,581 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-12-31 | Gift | 17,000 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-11-26 | Other | 41,000 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-09-30 | Grant | 3,916 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-06-30 | Grant | 4,189 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-05-20 | Other | 14,317 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-03-31 | Grant | 5,870 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-02-06 | Other | 16,187 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-01-21 | Other | 1,000,000 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-01-21 | Other | 1,000,000 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-01-21 | Other | 351,948 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2025-01-21 | Other | 1,000,000 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2024-12-31 | Grant | 3,937 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2024-09-30 | Grant | 5,454 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2024-07-24 | Other | 721,781 | $0.00 | |
|
Repro MED Systems Inc KRMD
Common Stock
|
2024-07-11 | Grant | 5,545 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||