Horton Capital Management LLC

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Assets, Funds, Holdings

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Horton Capital Management LLC
CRD #300195
SEC #801-118034
CIK #0001575444
AUM
Employees 3 (100% Investors, 67% Brokers)
Phone215-399-5417
Address1717 Arch St, Suite 3920
Philadelphia, PA 19103
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
1209672482402011201620212026
Sector Form 13F Holdings Value ($M)
Repro MED Systems Inc 32.4
UroGen Pharma Ltd 6.7
 
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
14011284562802020202120222023
Type Form D Funds Date Sold ($M) AUM ($M)
HF Horton Opportunity Fund 2 LP [2021-08-30] 5.7 5.2
HF Horton Capital Partners Fund LP [2020-01-06] 30.7 56.9
HF Horton Freedom LP [2020-01-06] 4.8 19.8
HF Sierra Capital Investments LP [2018-09-13] 5.7 8.3
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 8.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 76.7
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 2.2
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 5 87.4
By Discretionary
Discretionary 5 87.4
Non-Discretionary 0 0.0
Total 5 87.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 87.4
Total 5 87.4
Form D Directors # Filings # Firms 2011 - 2025
James Dunn Jr 19
Darren Wallis 11
Joseph Manko Jr 5
Michael Howe 5
Horton Capital Partners LLC 3
Horton Capital Management LLC 3
David Achey 3
NA Horton Opportunity Partners 2 LLC 2
Manko Jr Joseph 2
Maplewood LLC 2
View All
EDGAR Form CIK 2011 - 2025
13F-HR [0001575444]
3 [0001575444]
4 [0001575444]
D [0001575444]
SC 13D [0001575444]
Form 13D/13G Filer Form 13D/13G Subject Filed
Horton Capital Management LLC Cynergistek Inc [2020-02-14]
Horton Capital Management LLC Safeguard Scientifics Inc [2018-01-29]
Form 3/4/5 Subject 2011 - 2025
Horton Capital Partners Fund, L.P.
KORU Medical Systems, Inc.
Horton Capital Management, LLC
Manko Joseph M. Jr.
Horton Capital Partners, LLC
Horton Freedom, L.P.
Wireless Telecom Group Inc
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