Hottinger Capital Corp

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Assets, Funds, Holdings

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Hottinger Capital Corp
CRD #106541
SEC #801-30025
CIK #0001241762
AUM
Employees
Phone212-332-7930
Address1270 Avenue of The Americas
New York, NY 10020
Source [IAPD] [EDGAR]
Total AUM ($M)
70056042028014002001200920172025
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 415.3
By Discretionary
Discretionary 1 415.3
Non-Discretionary 0 0.0
Total 1 415.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 415.3
Total 1 415.3
EDGAR Form CIK 2011 - 2026
4 [0001241762]
Firm Profile (Form ADV)
Discretionary AUM$0.4B
ServesInstitutional
Form 3/4/5 Subject 2011 - 2026
Hottinger Capital Corp
Total Return Securities Fund
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Total Return Securities Fund SWZ
Common Stock
2014-02-14 Buy 22,348 $14.93 333,656
Total Return Securities Fund SWZ
Common Stock
2013-07-03 Buy 8,715 $12.22 106,497
Total Return Securities Fund SWZ
Common Stock
2013-07-02 Buy 113,285 $12.31 1,394,538
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