Hudock Inc

Item 5 Fees and Compensation
Please refer to the "Advisory Business" section in this Brochure for information on our Financial
Planning Services fees and refer to our firm's separate Wrap Fee Program brochure for information on
our asset management fees.

You may elect to have our advisory fees deducted from your custodial account. Your agreement with
your custodian and your agreement with us both may authorize your custodian to debit your account
for the amount of our fee and to directly remit that management fee to us in compliance with regulatory
procedures. In the limited event that we bill you directly, payment is due upon receipt of our invoice.
We shall deduct fees and/or bill you quarterly in advance, based upon the market value of the assets
on the last business day of the previous quarter. Each addition or withdrawal of assets from an account
for $100,000 or more will be prorated.

As discussed below, unless you direct otherwise or your circumstances require, we shall generally
recommend that National Financial Services, LLC, ("NFS"), Fidelity Brokerage Services, LLC
(collectively, and together with all affiliates, "Fidelity") or Pershing Advisor Solutions ("PAS" or
"Pershing") serve as your broker-dealer/custodian for investment management assets. Broker-dealers
such as Fidelity and Pershing charge brokerage commissions and/or transaction fees for effecting
certain securities transactions. If you engage us on a wrap fee basis, the fee you pay us is inclusive of
custodial fees and transaction costs. However, as indicated in our wrap fee brochure, the wrap
program fees that you pay to our firm for asset management services are separate and distinct from
the fees and expenses charged by mutual funds or exchange traded funds ("ETFs") (described in each
fund's prospectus) to their shareholders.

These fees will generally include a management fee and other fund expenses. There may be other
costs which are not included in the Program fee, such as national securities exchange fees; charges
for transactions not executed through Fidelity and/or PAS, costs associated with exchanging
currencies; wire transfer fees; or other fees required by law. To fully understand the total cost you will
incur, you should review all the fees charged by mutual funds, ETFs, our firm, and others.

Asset-Based Fees versus Transaction-Based Fees. Custodians such as Fidelity and PAS are
compensated for their services which include, but are not limited to execution, custody and reporting.
Fidelity or PAS can charge a fixed percentage fee for their services based upon the dollar amount of
the assets placed in their custody and/or on their platform. This is referred to as an “Asset-Based Fee.”
In the alternative, rather than a fixed percentage fee based upon the market value of the assets in its
custody, Fidelity or PAS could charge a separate fee for the execution of each transaction. This is
referred to as a “Transaction-Based Fee.” Under a Transaction Based fee, the amount of total fees
charged to the client account for trade execution will vary depending upon the number of transactions
that are placed for the account. Prior to engaging Fidelity or PAS, regardless of pricing (Asset-Based
versus Transaction-Based), you will be required to execute a separate agreement with Fidelity or PAS
agreeing to such pricing/fees. Asset-Based or Transaction Based Fees charged by Fidelity or PAS will
not be directly incurred by you if you engage us on a wrap fee basis.

Hudock Capital Group                                                                                Page 11

Compensation for the Sale of Securities or Other Investment Products
Some of the persons providing investment advice on behalf of our firm are registered representatives
with APW Capital, Inc., a securities broker/dealer. In their capacity as registered representatives,
these persons will receive commission-based compensation in connection with the purchase and sale
of securities, including 12b-1 fees for the sale of investment company products. Compensation earned
by these persons in their capacities as registered representatives is separate and in addition to our
advisory fees. This practice presents a conflict of interest because persons providing investment
advice on behalf of our firm who are registered representatives have an incentive to effect securities
transactions for the purpose of generating commissions rather than solely based on your needs.
However, you are under no obligation, contractually or otherwise, to purchase securities products
through any person affiliated with our firm.

Some of the persons providing investment advice on behalf of our firm are licensed as independent
insurance agents. These persons will earn commission-based compensation for selling insurance
products, including insurance products they sell to you. Insurance commissions earned by these
persons are separate and in addition to our advisory fees. This practice presents a conflict of interest
because persons providing investment advice on behalf of our firm who are insurance agents have an
incentive to recommend insurance products to you for the purpose of generating commissions rather
than solely based on your needs. However, you are under no obligation, contractually or otherwise, to
purchase insurance products through any person affiliated with our firm.

Any material conflicts of interest between you and our firm, or our employees are disclosed in this
Brochure. If at any time, additional material conflicts of interest develop, we will provide you with
written notification of the material conflicts of interest or an updated Brochure.

Item 7 Types of Clients
We offer investment advisory services to individuals, trusts, estates, not-for-profit organizations,
corporations, and other business entities. In general, we do not require a minimum asset level to
qualify for any of the components of our financial planning services.

We offer asset management services through our wrap fee program to individuals, trusts, estates, not-
for-profit organizations, corporations, and other business entities. In general, we require a minimum
asset level of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive
this minimum account size. For example, we may waive the minimum if you appear to have significant
potential for increasing your assets under our management. We may also combine account values for
you and your minor children, joint accounts with your spouse, and other types of related accounts to
meet the stated minimum.

Hudock Capital Group                                                                               Page 12