|
⚲
|
| Keyboard |
| Igdaloff Barry
✚
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|---|---|
| CRD # | 106608 |
| SEC # | 801-50232 |
| CIK # | 0001235668 |
| AUM | |
| Employees | |
| Fees | |
| Minimum | |
| Phone | 614-939-0166 |
| Address | 2480 Colts Neck Road Blacklick, OH 43004 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Account Minimums and Types of Clients — Form ADV Part 2A (3/5/2026) [Brochure] |
|---|
Item 7 Types of Clients
All clients of Rose Capital are high net worth individuals plus their ancillary family members as well as
their various retirement accounts. Rose Capital has no minimum account size requirements. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 153 | 28.0 |
| By Discretionary | ||
| Discretionary | 153 | 28.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 153 | 28.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 28.0 | |
| Total | 153 | 28.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001235668] | |
| 4 | [0001235668] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Igdaloff Barry | |
| Novation Companies Inc | |
| Dynex Capital Inc | |
| Birner Dental Management Services Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Novation Companies Inc NOVC
Common Stock
|
2021-12-30 | Other | 300,000 | $0.00 | |
|
Novation Companies Inc NOVC
Common Stock
|
2020-11-13 | Sell | 2,109,579 | $0.02 | 42,192 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-31 | Sell | 104,134 | $0.02 | 2,083 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-31 | Sell | 3,000 | $0.03 | 90 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-31 | Sell | 14,481 | $0.02 | 290 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-31 | Sell | 59,833 | $0.02 | 1,197 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-28 | Sell | 10,000 | $0.03 | 300 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-19 | Sell | 125,000 | $0.03 | 3,750 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-19 | Sell | 43,572 | $0.03 | 1,307 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-18 | Sell | 54,000 | $0.04 | 2,160 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-18 | Sell | 100,000 | $0.03 | 3,000 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-18 | Sell | 50,000 | $0.03 | 1,500 |
|
Novation Companies Inc NOVC
Common Stock
|
2020-08-18 | Sell | 198,000 | $0.03 | 5,940 |
|
Dynex Capital Inc DX
Common Stock
|
2020-06-12 | Grant | 5,682 | $0.00 | |
|
Dynex Capital Inc DX
Common Stock
|
2020-06-04 | Gift | 6,513 | $0.00 | |
|
Dynex Capital Inc DX
Common Stock
|
2020-03-17 | Buy | 64,399 | $11.64 | 749,604 |
|
Dynex Capital Inc DX
Series C Preferred Stock
|
2020-03-17 | Buy | 1,133 | $17.64 | 19,986 |
|
Dynex Capital Inc DX
Common Stock
|
2020-03-17 | Buy | 36,831 | $11.23 | 413,612 |
|
Novation Companies Inc NOVC
Common Stock
|
2019-10-01 | Grant | 600,000 | $0.00 | |
|
Dynex Capital Inc DX
Common Stock
|
2019-05-17 | Grant | 10,310 | $0.00 | |
| showing 20 of 51 most recent transactions | |||||