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⚲
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| III Capital Management
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|
|
|---|---|
| CRD # | 113539 |
| SEC # | 801-60505 |
| CIK # | 0001783139 |
| AUM | $39.5 BB (2024-08-16) |
| Employees | 8 (100% Investors, 100% Brokers) |
| Phone | 561-544-4600 |
| Address | 777 Yamato Road Boca Raton, FL 33431 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAL | 8.8 | 0.0 | |
| WDC | 14.6 | 0.0 | |
| PCG | 20.2 | 0.0 | |
| F | 47.5 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | III Protection Strategies Fund Ltd | 2024-08-16 | 0.0 | |
| HF | Iii-Ki Opportunities Fund LLC | 2023-11-30 | 2,564.0 | |
| HF | III 1885 Fund Ltd | 2022-05-12 | 175.4 | |
| HF | III Alpha One Convexity Fund Ltd | 2022-05-12 | 420.7 | |
| HF | III Protection Strategies Fund Ltd | 2022-05-12 | 0.0 | |
| HF | III Alpha Capture Fund Ltd | 2020-10-06 | 814.4 | |
| HF | III R Tail Fund Ltd | 2019-06-06 | 147.0 | |
| HF | III Government Relative Value Hub Fund Ltd | 2019-05-23 | 8,717.9 | |
| HF | III EP Credit Strategies ERISA SP | [2019-03-29] | 48.2 | 127.4 |
| HF | III Volga Multi-Strategy Fund LP | 2019-03-29 | 1,279.1 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 15 | 29.9 |
| (g) Pension and profit sharing plans | 0 | 0.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 7.3 |
| (m) Corporations or other businesses not listed above | 11 | 1.9 |
| (n) Other | 0 | 0.0 |
| Total | 30 | 39.5 |
| By Discretionary | ||
| Discretionary | 30 | 39.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 30 | 39.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 20.8 | |
| United States Persons | 18.7 | |
| Total | 30 | 39.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| David Bree | 428 | |||
| Andrew Galloway | 286 | |||
| Paras Malde | 73 | |||
| Jonathan Morgan | 49 | |||
| Ben Pershick | 12 | |||
| Laura McGrath | 51 | |||
| Mark Perry | 31 | |||
| John Franklin | 20 | |||
| Jon Morgan | 11 | |||
| Paul Saunders | 45 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001783139] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
JPMorgan Funds Limited
✚
|
60.2 | |
|
CBRE Investment Management Indirect Limited
✚
|
38.7 | |
|
Cheyne Capital Management UK LLP
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|
37.8 | |
|
Pretium Single-Family Rental Manager III LLC
✚
|
NY | 34.8 |
|
Benefit Street Partners LLC
✚
|
NY | 28.3 |
|
Ares Commercial Real Estate Management LLC
✚
|
CA | 26.5 |
|
Marathon Asset Management LP
✚
|
NY | 24.9 |
|
Core and Value Advisors LLC
✚
|
CA | 20.5 |
|
AB CarVal Investors LP
✚
|
MN | 20.4 |
|
Prime Finance Advisor LP
✚
|
CA | 18.6 |