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| Institute for Wealth Management LLC
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|---|---|
| CRD # | 127207 |
| SEC # | 801-67624 |
| CIK # | 0001533954 |
| AUM | $712.6 MM (2023-03-08) |
| Employees | 4 (25% Investors, 0% Brokers) |
| Phone | 303-572-3500 |
| Address | 155 South Madison Street Denver, CO 80209 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| NVDA | 399,550.0 | 23.4 | |
| AAPL | 2,382,844.0 | 21.2 | |
| MSFT | 1,918,222.4 | 14.5 | |
| AMZN | 1,092,997.8 | 9.4 | |
| SBUX | 87,554.3 | 8.0 | |
| ADBE | 172,760.2 | 7.5 | |
| GOOGL | 1,475,138.5 | 6.5 | |
| TXN | 142,156.2 | 5.4 | |
| TSLA | 723,390.3 | 4.9 | |
| AXON | 6,746.1 | 4.7 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Madison Park Harbor Fund LP | [2018-02-12] | 15.5 | 21.6 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 625 | 150.3 |
| (b) Individuals (high net worth individuals) | 185 | 705.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 1.4 |
| (h) Charitable organizations | 3 | 1.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 0.6 |
| (n) Other | 1 | 21.6 |
| Total | 1,740 | 880.5 |
| By Discretionary | ||
| Discretionary | 1,728 | 871.2 |
| Non-Discretionary | 12 | 9.3 |
| Total | 1,740 | 880.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 880.5 | |
| Total | 1,740 | 880.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Patrick Donnelly | 13 | ||
| Randall Buck | 5 | ||
| Dewey Moore | 3 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001533954] |
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|---|---|---|
|
Conway Investment Research LLC
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|
MO | 0.9 |
|
Generation Capital Management LLC
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|
NY | 0.8 |
|
Ballew Advisors Inc
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MS | 0.8 |
|
Ashford Capital Management Inc
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DE | 0.8 |
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Almanack Investment Partners LLC
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PA | 0.8 |
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Buckingham Capital Management Inc
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OH | 0.7 |
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Vectors Research Management LLC
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NY | 0.7 |
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LongTail Alpha LLC
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CA | 0.7 |
|
Elgethun Capital Management
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SD | 0.7 |
|
Contravisory Investment Management Inc
✚
|
MA | 0.5 |