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| Institute for Wealth Management LLC
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| CRD # | 127207 |
| SEC # | 801-67624 |
| CIK # | 0001533954 |
| AUM | 1.4 B (2026-06-19) |
| Employees | 19 (95% Investors, 5% Brokers) |
| Phone | 303-572-3500 |
| Address | 9878 W Belleview Ave Denver, CO 80123 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001533954 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 129.3 | ||
| Apple Inc | 30.3 | ||
| Microsoft Corp | 18.1 | ||
| Amazon Com Inc | 18.0 | ||
| Alphabet Inc | 16.3 | ||
| Lam Research Corp | 15.5 | ||
| Facebook Inc | 11.3 | ||
| Tesla Motors Inc | 10.4 | ||
| Taser International Inc | 8.7 | ||
| Costco Wholesale Corp /NEW | 8.5 | ||
| Goldman Sachs Group Inc | 8.1 | ||
| Broadcom Inc | 7.0 | ||
| Starbucks Corp | 6.7 | ||
| Applied Materials Inc /DE | 6.5 | ||
| United Rentals Inc /DE | 6.0 | ||
| Advanced Micro Devices Inc | 5.8 | ||
| Texas Instruments Inc | 5.7 | ||
| Lilly Eli & Co | 5.3 | ||
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| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | MPWM Leonard Green Equity Fund IX LP | 2025-06-23 | 5.9 M | |
| HF | Madison Park Harbor Fund LP | [2018-02-12] | 15.5 M | 22.0 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 612 | 139.1 |
| (b) Individuals (high net worth individuals) | 191 | 1,192.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 22.6 |
| (g) Pension and profit sharing plans | 6 | 10.2 |
| (h) Charitable organizations | 3 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 6.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,684 | 1,370.3 |
| By Discretionary | ||
| Discretionary | 1,677 | 1,359.9 |
| Non-Discretionary | 7 | 10.4 |
| Total | 1,684 | 1,370.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.6 | |
| United States Persons | 1,369.7 | |
| Total | 1,684 | 1,370.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Patrick Donnelly | 18 | 2 | ||
| Randall Buck | 5 | 2 | ||
| Dewey Moore | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001533954] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity |
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|---|---|---|
|
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