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| Institute for Wealth Management LLC
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| |
|---|---|
| CRD # | 127207 |
| SEC # | 801-67624 |
| CIK # | 0001533954 |
| AUM | $926.9 MM (2024-08-29) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 303-572-3500 |
| Address | 9878 W Belleview Ave Denver, CO 80123 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($MM) |
|---|
| CIK | Period |
|---|---|
| 0001533954 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Nvidia Corp | 399,550.0 | 100.6 | |
| Apple Inc | 2,382,844.0 | 27.0 | |
| Microsoft Corp | 1,918,222.4 | 22.7 | |
| Amazon Com Inc | 1,092,997.8 | 17.6 | |
| Alphabet Inc | 1,475,138.5 | 11.0 | |
| Adobe Systems Inc | 172,760.2 | 10.4 | |
| Facebook Inc | 434,852.0 | 10.3 | |
| Lam Research Corp | 60,793.2 | 8.0 | |
| Costco Wholesale Corp /NEW | 207,576.9 | 7.8 | |
| Starbucks Corp | 87,554.3 | 6.1 | |
| Taser International Inc | 6,746.1 | 6.1 | |
| Lilly Eli & Co | 301,789.7 | 5.9 | |
| Texas Instruments Inc | 142,156.2 | 5.8 | |
| Tesla Motors Inc | 723,390.3 | 5.7 | |
| United Rentals Inc /DE | 17,758.9 | 5.2 | |
| Advanced Micro Devices Inc | 131,458.5 | 5.0 | |
| Applied Materials Inc /DE | 82,662.4 | 4.8 | |
| Goldman Sachs Group Inc | 102,858.9 | 4.8 | |
| Walt Disney Co | 174,716.7 | 4.6 | |
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| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Madison Park Harbor Fund LP | [2018-02-12] | 15.5 | 19.3 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 540 | 146.7 |
| (b) Individuals (high net worth individuals) | 164 | 687.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 19.3 |
| (g) Pension and profit sharing plans | 104 | 63.3 |
| (h) Charitable organizations | 4 | 1.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 8.6 |
| (n) Other | 0 | 0.0 |
| Total | 1,787 | 926.9 |
| By Discretionary | ||
| Discretionary | 1,771 | 919.2 |
| Non-Discretionary | 16 | 7.7 |
| Total | 1,787 | 926.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 926.9 | |
| Total | 1,787 | 926.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Patrick Donnelly | 16 | ||
| Randall Buck | 5 | ||
| Dewey Moore | 3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001533954] |
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|---|---|---|
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The Leuthold Group LLC
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MN | 1.1 |
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Ballew Advisors Inc
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MS | 1.0 |
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Conway Investment Research LLC
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MO | 1.0 |
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Toews Corporation
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NJ | 1.0 |
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Generation Capital Management LLC
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NY | 0.9 |
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Buckingham Capital Management Inc
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OH | 0.9 |
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Vectors Research Management LLC
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NY | 0.8 |
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Almanack Investment Partners LLC
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PA | 0.8 |
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Ashford Capital Management Inc
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DE | 0.8 |
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Elgethun Capital Management
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SD | 0.8 |