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| Happy Holidays!! thanks for using AUM13F!! |
| Institute for Wealth Management LLC
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| CRD # | 127207 |
| SEC # | 801-67624 |
| CIK # | 0001533954 |
| AUM | $1.2 B (2025-06-25) |
| Employees | 4 (50% Investors, 25% Brokers) |
| Phone | 303-572-3500 |
| Address | 9878 W Belleview Ave Denver, CO 80123 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001533954 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 124.4 | ||
| Apple Inc | 25.8 | ||
| Microsoft Corp | 24.3 | ||
| Amazon Com Inc | 19.7 | ||
| Taser International Inc | 17.1 | ||
| Facebook Inc | 15.2 | ||
| Alphabet Inc | 10.3 | ||
| Costco Wholesale Corp /NEW | 9.1 | ||
| Tesla Motors Inc | 8.5 | ||
| Goldman Sachs Group Inc | 7.3 | ||
| Lam Research Corp | 7.2 | ||
| Starbucks Corp | 7.0 | ||
| Adobe Systems Inc | 6.9 | ||
| United Rentals Inc /DE | 6.3 | ||
| Broadcom Inc | 6.3 | ||
| Texas Instruments Inc | 6.1 | ||
| Fortinet Inc | 6.0 | ||
| Walt Disney Co | 5.8 | ||
| Netflix Inc | 5.6 | ||
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| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | MPWM Leonard Green Equity Fund IX LP | 2025-06-23 | 5.9 | |
| HF | Madison Park Harbor Fund LP | [2018-02-12] | 15.5 | 22.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 612 | 164.2 |
| (b) Individuals (high net worth individuals) | 191 | 957.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 22.0 |
| (g) Pension and profit sharing plans | 6 | 9.0 |
| (h) Charitable organizations | 3 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 1.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,848 | 1,154.6 |
| By Discretionary | ||
| Discretionary | 1,841 | 1,145.4 |
| Non-Discretionary | 7 | 9.2 |
| Total | 1,848 | 1,154.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 1,154.1 | |
| Total | 1,848 | 1,154.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Patrick Donnelly | 17 | ||
| Randall Buck | 5 | ||
| Dewey Moore | 3 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001533954] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Private Capital Management LLC
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|
CO | 1.5 |
|
Rays Capital Partners Limited
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|
0.4 | |
|
The Estate Planners Group LLC
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PA | 0.4 |
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Everstar Asset Management LLC
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NC | 0.3 |
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Preston Wealth Advisors LLC
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VA | 0.3 |
|
Raison Asset Management Corp
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|
0.2 | |
|
Colarion LLC
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|
AL | 0.2 |
|
33 Capital Management LLC
✚
|
CT | 0.1 |
|
Upright Financial Corp
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|
0.1 | |
|
Avalon Advisors LLC
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|
TX | 0.0 |